Governance, Compliance and Supervision in the Capital Markets /

"The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environment, providing a practical, flexible roadmap for compliance. Banks and financial services firms are under heavy regulatory scrutiny, a...

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Bibliographic Details

Main Authors:	Swammy, Sarah, McMaster, Michael D., 1943- (Author)
Format:	eBook
Language:	English
Published:	Hoboken, New Jersey : Wiley, [2018]
Subjects:	Financial services industry > Management. Capital market > Law and legislation. Electronic books.
Online Access:	Connect to the full text of this electronic book