Stock Exchange Practices. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Stock Exchange Practices, Seventy-Third Congress, second session, on Feb. 26-28, Mar. 1, 2, 5-9, 12, 16, 1934. Part 15, National Securities Exchange Act, 1934 :
Considers legislation to require registration of stock exchanges; to regulate margin requirements and over-the-counter trading activities; to prohibit manipulation of security prices; and to segregate and limit broker, specialist, and dealer functions.