OCIE regional offices' referrals to enforcement.

Bibliographic Details
Corporate Author:	United States. Securities and Exchange Commission. Office of Audits
Format:	Government Document eBook
Language:	English
Published:	Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2011]
Series:	Report (United States. Securities and Exchange Commission. Office of Audits) ; no. 493.
Subjects:	United States. > Securities and Exchange Commission. > Office of Compliance Inspections and Examinations. United States. > Securities and Exchange Commission. > Division of Enforcement. Brokers > United States > Auditing. Securities industry > United States > Auditing.
Online Access:	https://purl.fdlp.gov/GPO/gpo8310

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