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Making referral relationships pay : a complete guide to revenue-sharing partnerships for financial advisers and CPAs /

"Explains the business-structure and regulatory steps for setting up compensation-sharing partnerships between financial advisers and CPAs. Includes perspectives of registered representatives (governed by the NASD) and the registered investment adviser (governed by state laws and by the Securit...

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Bibliographic Details
Main Author: Grady, Thomas, 1949-
Format: Book
Language:English
Published: New York : Bloomberg Press, 2006.
Edition:1st ed.
Subjects:
Investment advisors > Legal status, laws, etc. > United States.
Accountants > Legal status, laws, etc. > United States.
Investment advisors > Fees > United States.
Accountants > Fees > United States.
Investment advisor-client relationships > United States.
Strategic alliances (Business) > Law and legislation > United States.
Business referrals > United States.
Partnership > United States.
Online Access:Table of contents

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Table of contents

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Call Number: KF1072 .G73 2006
 
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KF1072 .G73 2006 Available