Securities and Exchange Commission : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.

Bibliographic Details
Main Author:	Wannisky, Kathleen E.
Corporate Authors:	United States. Securities and Exchange Commission, United States. General Accounting Office
Format:	Government Document eBook
Language:	English
Published:	Washington, DC : U.S. General Accounting Office, [2001]
Subjects:	United States. > Securities and Exchange Commission > Rules and practice > Evaluation. Brokers > Records and correspondence > Government policy > United States. United States. > Securities Exchange Act of 1934.
Online Access:	https://purl.fdlp.gov/GPO/LPS45212

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