Cover Image

Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds.

Bibliographic Details
Corporate Author: United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations
Format: Government Document Book
Language:English
Published: [Washington, D.C.?] : The Office of Compliance Inspections and Examinations, U.S. Securities & Exchange Commission, [1998]
Subjects:
Security (Law) > United States.
Stockbrokers > Legal status, laws, etc. > United States.
Stock exchanges > United States.
Pension trusts > Investments > United States.
Investment advisors > United States.

Evans: US Documents (Annex 5th floor)

Holdings details from Evans: US Documents (Annex 5th floor)
Call Number: SE 1.2:B 78
 
Call Number Status Get It
SE 1.2:B 78 Available