The Joint regulatory sales practice sweep report : a revas printed] of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them.

Bibliographic Details
Corporate Author:	United States. Securities and Exchange Commission
Format:	Government Document Book
Language:	English
Published:	[Washington, D.C.?] : U.S. Securities and Exchange Commission, [1996]
Subjects:	Stockbrokers > United States > Personnel management. Stockbrokers > United States > Evaluation.
Online Access:	http://www.sec.gov/news/studies/sweep.toc.htm

Available Online