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Hedge fund compliance : risks, regulation, and management /

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The long-awaited guide for modern hedge fund compliance program development Hedge Fund Compliance + Website provides straightforward, practical guidance toward developing a hedge fund compliance program, drawn from the author's experience training financial regulators, consulting with governmen...

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Bibliographic Details
Main Author: Scharfman, Jason A., 1978-
Format: eBook
Language:English
Published: Hoboken, New Jersey : John Wiley & Sons, Inc., [2017]
Series:Wiley finance
Subjects:
Hedge funds.
Hedge funds > Law and legislation.
Risk management.
Risk Management
Electronic books.
Online Access:Connect to the full text of this electronic book
Table of Contents:
  • Introduction to hedge fund compliance
  • Introduction to hedge fund regulation and examination
  • The chief compliance officer and regulatory reporting
  • In-house compliance professionals and hedge fund committees
  • Hedge fund compliance technology
  • Compliance consultants and other compliance-related service providers
  • Understanding key compliance documentation
  • Investor evaluation of hedge fund compliance functions
  • Case studies and example scenarios in hedge fund compliance
  • Common compliance pitfalls and how to avoid them
  • Interviews with compliance service providers
  • Trends and future developments.