Table of Contents:
  • Machine generated contents note: 1.1. Introduction
  • 1.2. Differentiating between soil and rock
  • 1.3. Mechanics of failure
  • 1.4. Classification of intact rock
  • 1.5.Compressive strength of weak rock
  • 1.6. Origins of shear strength in intact rock
  • 1.7. Shear strength parameters for the sample in Figure 1.3
  • 1.8. Stability of a cut slope in weak rock
  • 1.9. Discontinuities in rock masses
  • 1.9.1. Introduction and relationship to geological history
  • 1.9.2. Fracture development
  • 1.9.3. Joints
  • 1.9.4. Faults
  • 1.10. The importance of discontinuities to stability
  • 1.11. Early lessons and the relevance of rock mechanics
  • 1.12. Application of rock mechanics
  • 1.13. History of the subject area
  • 1.14. Rock mechanics as a scientific discipline
  • 1.15. Load changes
  • 2.1. Definitions
  • 2.1.1. Force and load
  • 2.1.2. Stress
  • 2.1.3. Stress transformation
  • 2.2. Mohr circle representation of stress state
  • 2.3. Stress concentration in underground openings
  • Note continued: 2.4. Stresses below foundations
  • 2.5. Effective stress
  • 2.6. Rock deformation and behaviour
  • 2.6.1. Elastic behaviour and Young's modulus
  • 2.6.2. Rock behaviour
  • 2.6.2.1. Brittle fracture and Griffith crack theory
  • 2.6.2.2. Failure of rock
  • 2.6.2.3. Plasticity
  • 2.6.2.4. Poisson's ratio
  • 2.7. Direct shear
  • 2.8. Simple shear and associated rock structures
  • 2.9. Surface features on rock fractures
  • 2.10. Conclusions to this section
  • 3.1. Introduction
  • 3.2. Earth stresses
  • 3.2.1. Plate tectonics
  • 3.2.2. Earth stresses: Prediction, measurement and significance to engineering projects
  • 3.2.3. Measurement of stress
  • 3.3. Faults
  • 3.3.1. Significance of faults to ground engineering
  • 3.3.2. General
  • 3.3.3. Normal faults
  • 3.3.4. Thrust faulting
  • 3.3.5. Reverse faults and inversion tectonics
  • 3.3.6. Strike-slip faults
  • 3.3.7. Fault rocks
  • 3.3.8. Earthquake occurrence and prediction
  • 3.4. Folding
  • Note continued: 3.5. Rock textures, fabrics and effect on properties
  • 3.5.1. Introduction
  • 3.5.2. Cooling of igneous rock
  • 3.5.3. Sedimentary rock
  • 3.5.3.1. Sandstone
  • 3.5.3.2. Mudstone
  • 3.5.3.3. Limestone
  • 3.5.4. Metamorphic rock
  • 3.5.S. Hydrothermal alteration
  • 3.5.6. Weathering
  • 3.5.6.1. General
  • 3.5.6.2. Disintegration
  • 3.5.6.3. Mass weathering features
  • 3.6. Rock joints and other discontinuities
  • 3.6.1. Introduction
  • 3.6.2. Need for a change of approach and increased geological input in characterising fracture networks
  • 3.6.3. Starting point for dealing with rock discontinuities
  • 3.6.4. Primary joints
  • 3.6.4.1. Cooling (extrusive and shallow intrusive)
  • 3.6.4.2. Cooling and emplacement joints (plutonic)
  • 3.6.4.3. Sedimentary
  • 3.6.5. Secondary, tectonic joints
  • 3.6.5.1. General
  • 3.6.5.2. Regional joints developed as tensile fractures
  • 3.6.5.3. Hybrid joints
  • 3.6.5.4. Cleavage
  • 3.6.6. Tertiary joints
  • Note continued: 3.6.7. Joint development in geological and engineering time
  • 3.6.8. Shape and extent of joints
  • 3.7. Major geological structures
  • 3.7.1. Evidence from the past
  • 3.7.2. Evidence in the present
  • 3.7.2.1. Slow processes
  • 3.7.2.2. Climatic change
  • 3.7.3. Faster changes
  • 3.7.3.1. Rapid events
  • 3.7.3.2. Rapid natural events
  • 3.7.3.3. Reflections
  • 4.1. Introduction
  • 4.2. Fundamental concepts and definitions
  • 4.2.1. Porosity
  • 4.3. Hydraulic conductivity and permeability
  • 4.4. Measuring hydraulic conductivity
  • 4.4.1. Difficulties
  • 4.4.2. Water tests in boreholes
  • 4.4.3. Lugeon testing
  • 4.4.4. Pumping tests
  • 4.5. Typical parameters
  • 4.6. Unconfined and confined aquifers and storage
  • 4.6.1. Unconfined conditions
  • 4.6.2. Confined conditions
  • 4.7.Compartmentalisation, aquicludes and aquitards
  • 4.8. Flow paths
  • 4.8.1. Flow paths in rock (unweathered)
  • 4.8.2. Preferential flow paths in weathered rock
  • Note continued: 4.8.3. Establishing hydrogeological conditions in weathered rock profiles
  • 4.9. Characterisation and prediction of hydrogeological conditions for projects
  • 4.9.1. Slopes
  • 4.9.2. Underground openings
  • 4.9.2.1. Setting limits for inflow
  • 4.9.2.2. Predicting inflow into an underground opening
  • 4.9.2.3. Experience of inflow
  • 4.9.2.4. Mining
  • 4.9.2.5. Nuclear waste repositories
  • 4.9.3. Oil and gas
  • 4.9.3.1. Dual porosity and well testing
  • 4.10. Grouting
  • 4.10.1. Purpose of grouting
  • 4.10.2. Options and methods
  • 4.11. Hydrogeological modelling
  • 4.11.1. Modelling geology as isotropic
  • 4.11.2. Anisotropic flow models
  • 5.1. Introduction
  • 5.2. Initial stages of site investigation
  • 5.3. Field mapping
  • 5.4. Trial excavations
  • 5.5. Discontinuity surveys
  • 5.6. Remote measurement
  • 5.7. Interpretation
  • 5.8. Rose diagrams
  • 5.9. Stereographic interpretation
  • 5.9.1. Introduction
  • 5.9.2. Stereonets
  • 5.9.3. Plotting data
  • Note continued: 5.9.3.1. Step 1: Plot a plane
  • 5.9.3.2. Stage 2: Plotting a second plane and measuring the intersecting wedge
  • 5.9.3.3. Plotting large amounts of data
  • 5.10. Roughness measurement
  • 5.11. Ground investigation techniques
  • 5.11.1. Introduction
  • 5.11.1.1. Geophysics
  • 5.11.1.2. Rock drilling
  • 5.11.2. Sampling and storage
  • 5.12. Description and classification of rocks
  • 5.12.1. Introduction
  • 5.12.2. Order of description
  • 5.12.3. Strength
  • 5.12.4. Joints and discontinuities
  • 5.12.5. Rock quality designation
  • 5.12.5.1. RQD in three dimensions
  • 5.13. Rock material and mass classification
  • 5.13.1. Introduction
  • 5.13.2. Weathering classification
  • 5.13.2.1. Material-weathering classifications
  • 5.13.2.2. Mass weathering classifications
  • 5.13.3. Other rock mass classifications
  • 5.13.3.1. Introduction
  • 5.13.3.2. Rock mass rating
  • 5.13.3.3.Q System
  • 5.13.3.4. RMi
  • 5.13.3.5. Geological strength index
  • 5.13.3.6. Application of GSI
  • Note continued: 5.14. Interpreting ground conditions and reporting
  • 5.14.1. Design interpretation of ground conditions
  • 5.14.2. Fracture network modelling
  • 5.15. Contracts for construction
  • 5.15.1. Introduction
  • 5.15.2. Unexpected ground conditions
  • 5.15.3. Geotechnical baseline reports
  • 5.15.3.1. Introduction
  • 5.15.3.2. Contents of a baseline report
  • 5.15.3.3. Other considerations
  • 5.16. Instrumentation and monitoring
  • 5.16.1. Water pressure
  • 5.16.2. Displacement measurement
  • 5.16.3. Load cells
  • 6.1. Introduction
  • 6.2. Sampling
  • 6.3. Role of index testing
  • 6.4. Basic characterisation
  • 6.4.1. Introduction
  • 6.4.2. Suitability of aggregates
  • 6.4.3. Age determination
  • 6.4.4. Abrasivity
  • 6.4.5. Durability
  • 6.5. Rock strength and its measurement
  • 6.5.1. General
  • 6.5.2. Tensile strength
  • 6.5.3.Compressive strength
  • 6.5.3.1. Uniaxial test
  • 6.5.3.2. Point load test
  • 6.5.3.3. Schmidt hammer
  • 6.5.3.4. Shore scleroscope
  • Note continued: 6.5.4. Rock strength at the mass scale
  • 6.6. Rock de formability
  • 6.6.1. Small scale
  • 6.6.2. Mass scale
  • 6.6.3. Prediction from GSI
  • 6.7. Rock shear strength at mass scale
  • 6.7.1. Classes of problem
  • 6.7.2. Class 1: Isotropic masses
  • 6.7.2.1. Direct shear testing of intact material
  • 6.7.2.2. Triaxial testing
  • 6.7.3. Class 2: Shear strength of rock discontinuities
  • 6.7.3.1. Options for assessing shear strength of rock discontinuities
  • 6.7.3.2. The testing and analytical approach
  • 6.7.3.3. Basic friction
  • 6.7.3.4. Direct shear testing of rock discontinuities
  • 6.7.4. Assessing shear strength at the field scale
  • 6.7.4.1. Persistence and rock bridges
  • 6.7.5. Class 3: Generalised failure surface through fractured rock
  • 6.7.5.1. Hoek-Brown criterion
  • 6.7.6. Conclusions over applicability of GSI and other classifications
  • 6.8. Hydraulic conductivity and related parameters
  • 7.1. Introduction
  • 7.2. Design of shallow foundations
  • Note continued: 7.2.1. Building regulations/empirical approaches
  • 7.2.2. Settlement of surface foundations on rock
  • 7.2.3. Rational design
  • 7.2.3.1. Calculation of allowable bearing pressure
  • 7.3. Difficult sites
  • 7.3.1. Foundations on variable and complex rocks
  • 7.3.2. Dissolution, piping and underground openings
  • 7.3.3. Incorrect ground model
  • 7.3.4. Pre-existing geological mechanism
  • 7.4. Deep foundations
  • 7.4.1. Driven piles to rock
  • 7.4.2. Bored piles to rock
  • 7.4.2.1. Skin friction
  • 7.4.2.2. End bearing
  • 7.4.3. Examples
  • 7.5. Case example: The Izmit Bay Crossing: Rock engineering for the anchorage of a major suspension bridge
  • 7.5.1. Introduction
  • 7.5.2. Design concept
  • 7.5.3. Seismic issues
  • 7.5.4. Rock engineering for the North Anchorage
  • 7.5.4.1. Preliminary ground model
  • 7.5.4.2. Stage 2 investigations
  • 7.5.4.3. Stage 3 investigations
  • 7.5.5. Conclusions
  • 7.6. Site formation
  • 8.1. Civil engineering
  • 8.1.1. Introduction
  • Note continued: 8.1.2. Analysis of slopes in rock that can be treated as isotropic/homogeneous
  • 8.1.3. Analysis of slopes in stronger rock
  • 8.1.3.1. Introduction
  • 8.1.4. Planar and wedge failure
  • 8.1.5. Analysis using stereographic projections
  • 8.1.6. Summary regarding stereographic methods
  • 8.1.7. Detailed analysis for planar failure
  • 8.1.7.1. Introduction
  • 8.1.7.2. Geological model
  • 8.1.7.3. Design conditions and parameters
  • 8.1.7.4. Factor of safety
  • 8.1.7.5. Analysis of Block A
  • 8.1.7.6. Analysis of Block B
  • 8.1.8. Detailed analysis of wedge failure
  • 8.1.9. Toppling
  • 8.1.10. Rock fall
  • 8.1.10.1. Introduction
  • 8.1.10.2. Rock fall hazard assessment
  • 8.1.10.3. Management of risk
  • 8.1.10.4. Hazard rating systems
  • 8.2. Design of engineering works
  • 8.2.1. Assessing need for preventive engineering measures
  • 8.2.2. General considerations
  • 8.2.3. Engineering options
  • 8.2.4. Surface treatment
  • 8.2.5. Mesh drapes
  • Note continued: 8.2.6. Fences, catch-nets and barriers
  • 8.2.7. Drainage
  • 8.2.7.1. Surface works
  • 8.2.7.2. Drainage of sub-surface water
  • 8.2.8. Reinforcement
  • 8.2.8.1. Passive anchorages
  • 8.2.8.2. Active anchorages
  • 8.2.9. Buttressing and larger retaining structures
  • 8.3. Slope formation
  • 8.3.1. Safety and contractual issues
  • 8.3.2. Contractual and supervision considerations
  • 8.3.3. Methods for breakage and removal of rocks
  • 8.3.4. Fly-rock hazards
  • 8.4. Quarrying
  • 8.4.1. Introduction
  • 8.5. Open-pit slopes
  • 9.1. Introduction
  • 9.2. Difference between tunnels and caverns
  • 9.3. Stability categories for underground excavations
  • 9.3.1. Category A: Stable
  • 9.3.2. Category B: Deforming
  • 9.3.3. Category C: Severe instability
  • 9.3.4. Other issues
  • 9.3.5. Overstressing
  • 9.4. Investigation
  • 9.4.1. Cost of investigation
  • 9.4.2. Investigation for tunnels: General
  • 9.4.3. Example of geological predictions for a long tunnel
  • 9.4.4. Directional drilling
  • Note continued: 9.4.5. Pilot tunnels
  • 9.4.6. Geophysics
  • 9.4.7. Investigations for sub-sea tunnels
  • 9.4.7.1. Channel tunnel
  • 9.4.7.2. The SSDS tunnels in Hong Kong (later renamed HATS stage 1)
  • 9.4.8. Geotechnical baselines and risk registers
  • 9.4.8.1. Geotechnical baselines for tunnels
  • 9.4.8.2. Risk registers
  • 9.4.9. Investigation for caverns
  • 9.5. Design
  • 9.5.1. Introduction
  • 9.5.2. Design of tunnels
  • 9.5.2.1. Options for tunnelling
  • 9.5.2.2. Importance of portals
  • 9.5.2.3. Water inflows
  • 9.5.2.4. Support based on RMCs
  • 9.5.2.5. Use of classification systems for 'precedent design'
  • 9.5.2.6. Support in squeezing ground
  • 9.5.2.7. Support measures and internal liners including pressure tunnels
  • 9.5.2.8. Tunnels designed for TBM excavation
  • 9.5.2.9. Tunnelling in weathered rock
  • 9.5.3. Design of caverns
  • 9.5.3.1. Cavern shape
  • 9.5.3.2. Case example: Preliminary design for large-span underground station
  • 9.5.3.3. Rock load
  • Note continued: 9.5.3.4. Conclusions regarding Taegu calculation of rock load
  • 9.5.4. Numerical modelling
  • 9.6. Construction
  • 9.6.1. Construction of tunnels by drill and blast or roadheader
  • 9.6.2. The observational method
  • 9.6.3. Mapping
  • 9.6.4. Monitoring
  • 9.6.5. Investigating in front of the tunnel during construction
  • 9.6.6. Installation of support
  • 9.6.7. Support in advance of the tunnel
  • 9.6.7.1. Reinforcing spiles
  • 9.6.7.2. Other methods
  • 9.6.8. TBM excavation
  • 9.7. Cavern construction.