Payment for order flow (PFOF) and broker-dealer regulation /

Securities markets : opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters.
Published: (2004)

Report from the Secretary of the Treasury, in compliance with a resolution of the Senate, respecting the prices of certain stocks in the London and home markets.
Published: (1840)

Regulations of Securities Trading By Members of National Securities Exchanges And The Sale of Investment Advisers of Registered Investment Companies.
Published: (1973)

Market microstructure : confronting many viewpoints /
Published: (2012)

[28th annual report of Securities and Exchange Commission, fiscal year 1962].

23rd Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1957.
Published: (1958)

Securities Processing Act.
Published: (1972)

22nd Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1956.
Published: (1957)

21st Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1955.
Published: (1956)

Securities and Exchange Commission 34th Annual Report.
Published: (1969)

Improved National Securities Transfer System.
Published: (1972)

Securities Processing Act of 1973.
Published: (1973)

A review of self-regulatory organizations in the securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on the examination of self-regulatory organizations in the securities markets, focusing on strengths and weaknesses of the current system, conflicts of interest, and eliminating excessive market data fees, March 9, 2006.
Published: (2007)

A review of self-regulatory organizations in the securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on the examination of self-regulatory organizations in the securities markets, focusing on strengths and weaknesses of the current system, conflicts of interest, and eliminating excessive market data fees, March 9, 2006.
Published: (2007)

Securities pricing : actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, House of Representatives /
by: McCool, Thomas Joseph, 1947-
Published: (1998)

Computerized trading venues : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... December 18, 2012.
Published: (2013)

Pecora Hearings, the Class-Steagall Act, and the Securities and Exchange Commission : A Selected Bibliography.
Published: (1987)

Securities Reform Act of 1975.
Published: (1975)

Eighteenth Annual Report of the Securities and Exchange Commission, fiscal year ended June 30, 1952.
Published: (1953)

Providing for consideration of the bill (H.R. 1062) to improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and orders : report (to accompany H. Res. 216).
Published: (2013)

Oversight of the U.S. Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, June 21, 2018.
Published: (2018)

Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to section 11 (e) of the Securities Exchange Act of 1934 : Washington, D.C. June 20, 1936.
Published: (1936)

Examining the SEC's agenda, operations, and fiscal year 2018 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, November 15, 2016.
Published: (2018)

Investment Adviser Regulatory Flexibility Improvement Act : report (to accompany H.R. 6321) (including cost estimate of the Congressional Budget Office).
Published: (2018)

A practical guide to the UK listing regime /
Published: (2008)

Electronic and algorithmic trading technology : the complete guide /
by: Kim, Kendall
Published: (2007)

Nineteenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1953.
Published: (1954)

Securities Acts Amendments of 1974.
Published: (1974)

U.S. Securities and Exchange Commission.
Published: (2016)

Investor.gov.
Published: (2016)

Review of SEC records of the demise of selected broker-dealers : staff study for the Special Subcommittee on Investigations of the Committee on Interstate and Foreign Commerce, House of Representatives. Ninety-second Congress, first session.
Published: (1971)

Improving Investment Research for Small and Emerging Issuers Act : report (to accompany H.R. 6139).
Published: (2018)

Streamlining Communications for Investors Act : report together with minority views (to accompany H.R. 6035) (including c.ost estimate of the Congressional Budget office).
Published: (2018)

Securities and Exchange Commission rule 144A : resales of private placements to institutional investors /
by: Seitzinger, Michael V.
Published: (1991)

Private Placement Improvement Act of 2016 : report together with minority views (to accompany H.R. 4852) (including cost estimate of the Congressional Budget Office).
Published: (2016)

Securities and Exchange Commission rule concerning one share, one vote /
by: Seitzinger, Michael V.
Published: (1988)