The RIA's compliance solution book : answers for the critical questions /
"A handbook for registered investment advisers that not only explains how regulations affect their firms, but also provides step by step directions on what they need to do to comply with them"--Provided by publisher
| Main Author: | |
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| Format: | eBook |
| Language: | English |
| Published: |
New York :
Bloomberg Press,
2006.
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| Edition: | 1st ed. |
| Series: | Bloomberg Professional.
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| Subjects: | |
| Online Access: | Connect to the full text of this electronic book |
| Summary: | "A handbook for registered investment advisers that not only explains how regulations affect their firms, but also provides step by step directions on what they need to do to comply with them"--Provided by publisher |
|---|---|
| Item Description: | Includes index. |
| Physical Description: | 1 online resource (xii, 297 pages) |
| ISBN: | 9781119201359 1119201357 9781576602539 1576602532 9780470883051 0470883057 |