http://www.loc.gov/mods/v3 http://www.loc.gov/standards/mods/v3/mods-3-2.xsd
1 online resource (xlviii, 300 pages) : illustrations
The book highlights the major risks that securities analysts (and other securities professionals) face. The various laws, rules and regulations that securities analysts are subject to are broadly split into three categories: research-specific rules and regulations; market-wide laws; and society-wide laws and customs. The risks that arise out of these various levels of rules and regulations, insofar as research analysts and other securities professionals are concerned, include conflicts of interest, fair distribution/front-running of research, insider trading, spreading of rumours, not highligh.
WRITING SECURITIES RESEARCH; Contents; Foreword; Preface; Acknowledgments; Abbreviations Used in This Book; Chapter 1: Principles of Research; Chapter 2: Reasonable Basis, Valuations and Risk; Chapter 3: Independence of Research and Conflicts of Interest; Chapter 4: Non-research: E-mails, Blogs and Internal Communications; Chapter 5: General Writing, Editing and Publishing Considerations; Index.
Includes bibliographical references and index.