Writing securities research : a best practice guide /
The book highlights the major risks that securities analysts (and other securities professionals) face. The various laws, rules and regulations that securities analysts are subject to are broadly split into three categories: research-specific rules and regulations; market-wide laws; and society-wide...
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| Format: | eBook |
| Language: | English |
| Published: |
Singapore ; Hoboken, NJ :
Wiley,
©2010.
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| Online Access: | Connect to the full text of this electronic book |
| Summary: | The book highlights the major risks that securities analysts (and other securities professionals) face. The various laws, rules and regulations that securities analysts are subject to are broadly split into three categories: research-specific rules and regulations; market-wide laws; and society-wide laws and customs. The risks that arise out of these various levels of rules and regulations, insofar as research analysts and other securities professionals are concerned, include conflicts of interest, fair distribution/front-running of research, insider trading, spreading of rumours, not highligh. |
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| Physical Description: | 1 online resource (xlviii, 300 pages) : illustrations |
| Bibliography: | Includes bibliographical references and index. |
| ISBN: | 9781118179512 111817951X 9780470826959 0470826959 128333268X 9781283332682 |