Mitigating Systemic Risk in Financial Markets Through Wall Street Reforms.

State and local financial instruments : policy changes and management /
by: Johnson, Craig L. (Craig Lawrence), et al.
Published: (2014)

Markup Session on the Marketing and Securities Act of 1973.
Published: (1973)

SEC overreach : examining the need for reform : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, second session, March 20, 2024.
Published: (2024)

[Nomination of William J. Casey To Be Chairman of the Securities and Exchange Commission].
Published: (1971)

Nominations of Tom Killefer and Byron D. Woodside.
Published: (1960)

Nominations of Manuel Frederick Cohen and Jack Melville Whitney, II, To Be Members of the Securities and Exchange Commission.
Published: (1961)

[Nomination of Manuel F. Cohen to Securities and Exchange Commission].
Published: (1968)

Nomination of Philip A. Loomis, Jr., To Be a Member of the Securities and Exchange Commission.
Published: (1971)

Decisions and reports, v. 2, Jan. 1-Dec. 31, 1937.
Published: (1939)

Nomination and S. 3161.
Published: (1962)

[Nomination of Richard B. Smith To Be a Member of the Securities and Exchange Commission].
Published: (1967)

To Allow Additional Time for Securities and Exchange Commission To Complete Its Study Under Section 19 (e.
Published: (1969)

Further Hearing on William J. Casey, Nominee To Be Chairman of the Securities and Exchange Commission.
Published: (1971)

Securities and Exchange Commission decisions, v. 1, July 2, 1934-Dec. 31, 1936.
Published: (1938)

Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)

Compilation of releases under securities exchange act of 1934, to and including Dec. 31, 1935.
Published: (1936)

Capital access : SEC Regulation A+ ("Mini-IPO") /
by: Su, Eva
Published: (2019)

Oversight of the SEC's Agenda, Operations, and FY2014 Budget Request.
Published: (2013)

Mitigating Systemic Risk Through Wall Street Reforms.
Published: (2013)

[To Amend the Securities Exchange Act of 1934 To Prohibit the Fixing of Minimum Rates of Commission and To Regulate the Transactions of Members of National Securities Exchanges].
Published: (1973)

SEC Legislation. [Part 1].
Published: (1960)

Markup on Securities.
Published: (1974)

Oversight of the SEC's Division of Enforcement.
Published: (2018)

[Securities and Exchange Commission Programs Revision].
Published: (1965)

The Unintended Consequences of Dodd-Frank's Conflict Minerals Provision.
Published: (2013)

Introduction to financial services.
by: Shorter, Gary W.
Published: (2019)

SEC-proposed regulations to reform stock trading /
by: Su, Eva
Published: (2023)

Compilation of releases under Securities Act of 1933, to and including Dec. 31, 1935.
Published: (1936)

Securities and Exchange Commission (SEC) actions to mitigate the impact of COVID-19 /
by: Shorter, Gary W.
Published: (2020)

SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009.
Published: (2009)

Management and Structural Reforms at the Securities and Exchange Commission : A Progress Report.
Published: (2011)

Spurring Job Growth Through Capital Formation While Protecting Investors.
Published: (2011)

Oversight of the Securities and Exchange Commission : Wall Street's cop on the beat : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, September 24, 2019.
Published: (2023)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2018)

Examining the Futures Markets : Responding to the Failures of MF Global and Peregrine Financial Group.
Published: (2012)

[Securities Clearance and Transfer].
Published: (1972)