Corporate Governance : Fostering a System That Promotes Capital Formation and Maximizes Shareholder Value.

Legislative Proposals To Enhance Capital Formation for Small and Emerging Growth Companies.
Published: (2014)

Spurring Job Growth Through Capital Formation While Protecting Investors.
Published: (2011)

The JOBS Act at Five : Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets.
Published: (2017)

Oversight of the SEC's Division of Investment Management.
Published: (2018)

SEC overreach : examining the need for reform : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, second session, March 20, 2024.
Published: (2024)

Legislative Proposals To Improve the U.S. Capital Markets.
Published: (2015)

Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2016)

Oversight of the SEC's Agenda, Operations, and FY2015 Budget Request.
Published: (2014)

Examining the SEC's Agenda, Operations, and FY 2017 Budget Request.
Published: (2015)

The JOBS Act at Four : Examining Its Impact and Proposals To Further Enhance Capital Formation.
Published: (2016)

Examining the SEC's Money Market Fund Rule Proposal.
Published: (2013)

Recommendations of Securities and Exchange Commission forum on small business capital formation : joint hearing before the Subcommittee on Tax, Access to Equity Capital, and Business of the Committee on Small Business, House of Representatives with the Subcommittee on Urban and Rural Economic Development of the Committee on Small Business, United States Senate, Ninety-seventh Congress, second session, Washington D.C., December 1, 1982.
Published: (1983)

Legislative Proposals to Enhance Capital Formation, Transparency, and Regulatory Accountability.
Published: (2016)

Legislation To Further Reduce Impediments to Capital Formation.
Published: (2013)

Preserving Retirement Security and Investment Choices for All Americans.
Published: (2015)

Compilation of releases under securities exchange act of 1934, to and including Dec. 31, 1935.
Published: (1936)

Capital access : SEC Regulation A+ ("Mini-IPO") /
by: Su, Eva
Published: (2019)

Perspectives on Money Market Mutual Fund Reforms.
Published: (2012)

Equity Market Structure : A Review of SEC Regulation NMS.
Published: (2014)

Securities and Exchange Commission decisions, v. 1, July 2, 1934-Dec. 31, 1936.
Published: (1938)

Mitigating Systemic Risk in Financial Markets Through Wall Street Reforms.
Published: (2013)

JOBS Act Implementation Update.
Published: (2013)

Compilation of releases under Securities Act of 1933, to and including Dec. 31, 1935.
Published: (1936)

Get the facts : the SEC's roadmap to saving and investing /
Published: (2007)

Examining the SEC's Failure To Implement Title II of the JOBS Act and Its Impact on Economic Growth.
Published: (2013)

Oversight of the SEC's Division of Corporation Finance : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, July 24, 2014.
Published: (2015)

Introduction to financial services : the Securities and Exchange Commission /
by: Shorter, Gary W.
Published: (2021)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2012)

Oversight of the Securities and Exchange Commission : Wall Street's cop on the beat : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, September 24, 2019.
Published: (2023)

Oversight of the SEC's Division of Corporation Finance : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, April 26, 2018.
Published: (2018)

Examining the SEC's Agenda, Operations, and FY 2016 Budget Request.
Published: (2015)

Venture Exchanges and Small-Cap Companies.
Published: (2015)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2017)

The Impact of the Dodd-Frank Act on Municipal Finance.
Published: (2012)

Oversight of the SEC's Agenda, Operations, and FY2014 Budget Request.
Published: (2013)