Oversight of the U.S. Securities and Exchange Commission.

Corporate Governance : Fostering a System That Promotes Capital Formation and Maximizes Shareholder Value.
Published: (2016)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2018)

U.S. Securities and Exchange Commission.

Oversight of the U.S. Securities and Exchange Commission.
Published: (2012)

Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010.
Published: (2010)

Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010.
Published: (2010)

Oversight of the SEC's Agenda, Operations, and FY2015 Budget Request.
Published: (2014)

Management and Structural Reforms at the Securities and Exchange Commission : A Progress Report.
Published: (2011)

Oversight of the Securities and Exchange Commission : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on receiving updates from the Chairman of the Securities and Exchange Commission regarding the agency's work and agenda, December 10, 2019.
Published: (2022)

Legislative Proposals To Improve the U.S. Capital Markets.
Published: (2015)

The JOBS Act at Five : Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets.
Published: (2017)

Oversight of the SEC's Division of Investment Management.
Published: (2018)

Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010.
Published: (2011)

Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010.
Published: (2011)

Oversight of the U.S. Securities and Exchange Commission : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifteenth Congress, second session, on examining the work and agenda of the U.S. Securities and Exchange Commission, December 11, 2018.
Published: (2019)

Oversight of the U.S. Securities and Exchange Commission : hearing before the Committee on Banking, Housing and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining the work and agenda of the U.S. Securities Exchange Commission, June 14, 2016.
Published: (2016)

Examining the SEC's Agenda, Operations, and FY 2017 Budget Request.
Published: (2015)

Oversight of the U.S. Securities and Exchange Commission : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifteenth Congress, first session, on receiving testimony from the Chairman of the Securities and Exchange Commission regarding the agency's work and agenda, September 26, 2017.
Published: (2018)

Oversight of the Securities and Exchange Commission : Wall Street's cop on the beat : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, September 24, 2019.
Published: (2023)

Venture Exchanges and Small-Cap Companies.
Published: (2015)

Examining the SEC's Money Market Fund Rule Proposal.
Published: (2013)

Virtual Currencies : The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission.
Published: (2018)

Legislative Proposals To Enhance Capital Formation for Small and Emerging Growth Companies.
Published: (2014)

Capital Formation and Reducing Small Business Burdens.
Published: (2015)

The U.S. Securities and Exchange Commission : a research and information guide /
by: Graham, John W.
Published: (1993)

Management and structural reforms at the Securities and Exchange Commission : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... November 16, 2011.
Published: (2013)

Oversight of the U.S. Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, June 21, 2018.
Published: (2018)

[Securities and Exchange Commission Programs Revision].
Published: (1965)

Compilation of releases under securities exchange act of 1934, to and including Dec. 31, 1935.
Published: (1936)

Securities and Exchange Commission decisions, v. 1, July 2, 1934-Dec. 31, 1936.
Published: (1938)

Clarifying the Jurisdiction of the Securities and Exchange Commission and the Definition of Security.
Published: (1982)

Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)

Oversight of the SEC's Division of Investment Management : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, September 26, 2018.
Published: (2018)

[Nomination of Manuel F. Cohen to Securities and Exchange Commission].
Published: (1968)

Oversight of the SEC's Division of Investment Management : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, October 23, 2015.
Published: (2016)

Securities and Exchange Commission : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.
by: Wannisky, Kathleen E.
Published: (2001)