Oversight of the Financial Industry Regulatory Authority.

Legislative Proposals To Modernize Business Development Companies and Expand Investment Opportunities.
Published: (2015)

Regulatory perspectives on the Obama administration's financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session.
Published: (2010)

Industry perspectives on the Obama administration's financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 17, 2009.
Published: (2009)

Regulatory perspectives on the Obama administration's financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session.
Published: (2010)

Financial well-being by state : using data from the Financial Industry Regulatory Authority Foundation 2018 National Financial Capability Study.
Published: (2019)

Industry perspectives on the Obama administration's financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 17, 2009.
Published: (2009)

Oversight of financial stability and data security : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, second session, on examining regulatory efforts to improve financial stability and data security regulatory standards, updating the finalization of the "Volcker Rule", and receiving a progress report on other rules required by the Dodd-Frank Wall Street Reform and Consumer Protection Act, February 6, 2014.
Published: (2014)

Financial regulatory reform : protecting taxpayers and the economy : hearing before the Joint Economic Committee, Congress of the United States, One Hundred Eleventh Congress, first session, November 19, 2009.
Published: (2010)

The growth of financial regulation and its impact on international competitiveness : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, March 5, 2014.
Published: (2014)

The financial crisis and the role of federal regulators : hearing before the Committee on Oversight and Government Reform, House of Representatives, One Hundred Tenth Congress, second session, October 23, 2008.
Published: (2010)

Financial modernization : hearings before the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session.
Published: (1997)

Examining regulatory burdens on non-depository financial institutions : hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, April 15, 2015.
Published: (2015)

Financial regulatory reform : protecting taxpayers and the economy : hearing before the Joint Economic Committee, Congress of the United States, One Hundred Eleventh Congress, first session, November 19, 2009.
Published: (2010)

Federal regulator perspectives on financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, September 23, 2009.
Published: (2010)

Federal Reserve perspectives on financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, October 1, 2009.
Published: (2010)

Securities regulation: SEC's oversight of the financial industry regulation authority : report to congressional committees /
Published: (2024)

Financial services reform : hearings before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, May 1, 1997 --"A two way street" and functional reform; May 14, 1997 --Consolidation in the brokerage industry; June 24, 1997 --Insurance regulation.
Published: (1997)

Securities regulation: SEC inspections of financial industry regulatory authority's governance were consistent with internal guidance : report to congressional committees.
Published: (2018)

Continuing oversight on international cooperation to modernize financial regulation : hearing before the Subcommittee on Security and International Trade and Finance of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on collaborative international efforts to promote financial regulatory reform, July 20, 2010.
Published: (2010)

Financial structures and regulation : a comparison of crises in the UK, USA and Italy /
by: Roselli, Alessandro
Published: (2012)

Modernizing America's financial regulatory structure : hearing before the Congressional Oversight Panel, One Hundred Eleventh Congress, first session, January 14, 2009.
Published: (2009)

Modernizing America's financial regulatory structure : hearing before the Congressional Oversight Panel, One Hundred Eleventh Congress, first session, January 14, 2009.
Published: (2009)

Oversight of the Financial Stability Oversight Council : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, April 14, 2011.
Published: (2011)

Oversight of the SEC's agenda, operations, and FY 2014 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, May 16, 2013.
Published: (2013)

Continuing oversight on international cooperation to modernize financial regulation : hearing before the Subcommittee on Security and International Trade and Finance of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on collaborative international efforts to promote financial regulatory reform, July 20, 2010.
Published: (2010)

FFIEC study on regulatory burden : hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, first session, February 18, 1993.
Published: (1993)

Securities regulation : opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority : report to congressional committees.
Published: (2012)

Improving consumer financial literacy under the new regulatory system : hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, June 25, 2009.
Published: (2009)

Improving consumer financial literacy under the new regulatory system : hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, June 25, 2009.
Published: (2009)

The financial crisis and the role of federal regulators : hearing before the Committee on Oversight and Government Reform, House of Representatives, One Hundred Tenth Congress, second session, October 23, 2008.
Published: (2010)

Oversight of the Nuclear Regulatory Commission.
Published: (2017)

Federal regulator perspectives on financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, September 23, 2009.
Published: (2010)

Federal Reserve perspectives on financial regulatory reform proposals : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, October 1, 2009.
Published: (2010)

New directions in financial services regulation /
Published: (2011)

Independence of federal financial regulatiors : structure, funding, and other issues /
by: Hogue, Henry B., et al.
Published: (2018)

Third Treasury report on regulatory relief : asset management and insurance /
by: Perkins, David W. (Analyst in Macroeconomic Policy), et al.
Published: (2018)