Examining the SEC's Agenda, Operations, and Fiscal Year 2018 Budget Request.

The JOBS Act at Five : Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets.
Published: (2017)

Examining the SEC's Agenda, Operations, and FY 2016 Budget Request.
Published: (2015)

Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the important role of the Securities and Exchange Commission in protecting investors by aggressively enforcing federal securities laws, May 7, 2009.
Published: (2009)

Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)

Oversight of the SEC's Agenda, Operations, and FY2014 Budget Request.
Published: (2013)

Legislative Proposals To Modernize Business Development Companies and Expand Investment Opportunities.
Published: (2015)

Oversight of the SEC's Division of Investment Management.
Published: (2018)

Examining the SEC's Failure To Implement Title II of the JOBS Act and Its Impact on Economic Growth.
Published: (2013)

Examining the SEC's Money Market Fund Rule Proposal.
Published: (2013)

Examining the SEC's agenda, operations, and fiscal year 2018 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, November 15, 2016.
Published: (2018)

SEC overreach : examining the need for reform : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, second session, March 20, 2024.
Published: (2024)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2016)

SEC Legislation. [Part 1].
Published: (1960)

SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009.
Published: (2009)

Oversight of the SEC's Division of Enforcement.
Published: (2018)

Examining Investor Risks in Capital Raising.
Published: (2011)

SEC reporting /
Published: (2019)

SEC's Crowdfunding Proposal : Will It Work for Small Businesses?
Published: (2014)

Mitigating Systemic Risk in Financial Markets Through Wall Street Reforms.
Published: (2013)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2012)

Capital access : SEC Regulation A+ ("Mini-IPO") /
by: Su, Eva
Published: (2019)

SEC-proposed regulations to reform stock trading /
by: Su, Eva
Published: (2023)

Examining the SEC's Agenda, Operations, and Budget.
Published: (2017)

Improving Communities' and Businesses' Access to Capital and Economic Development.
Published: (2016)

Equity Market Structure : A Review of SEC Regulation NMS.
Published: (2014)

Legislative Proposals To Enhance Capital Formation and Reduce Regulatory Burdens.
Published: (2015)

Corporate Governance : Fostering a System That Promotes Capital Formation and Maximizes Shareholder Value.
Published: (2016)

Examining the SEC's agenda, operations, and FY 2016 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, March 24, 2015.
Published: (2015)

Examining the SEC's agenda, operations, and budget : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, October 4, 2017.
Published: (2018)

Liu v. SEC : the Supreme Court to consider whether disgorgement is an equitable remedy in SEC enforcement actions /
by: Lobert, Joshua T.
Published: (2020)

The SEC's implementation of and compliance with Homeland Security presidential directive 12
Published: (2011)

SEC Legislation. [Part 2].
Published: (1960)

The SEC and the future of finance /
by: Seligman, Joel
Published: (1985)

The Impact of Regulations on Short-Term Financing.
Published: (2016)

Introduction to financial services : the Securities and Exchange Commission /
by: Shorter, Gary W.
Published: (2021)

[Nomination of Hugh F. Owens to be a Member of the SEC; Housing Relief for Disaster Victims; Public Works and Economic Development Act Hearings Schedule].
Published: (1965)