Oversight of the SEC's Division of Corporation Finance.

Oversight of the SEC's Division of Investment Management : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, October 23, 2015.
Published: (2016)

Oversight of the SEC's Division of Trading and Markets.
Published: (2014)

Oversight of the SEC's Division. of Trading and Markets : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, House of Representatives, One Hundred Eighteenth Congress, first session, June 22, 2023.
Published: (2024)

Oversight of the SEC's Division of Investment Management.
Published: (2015)

Assessment of Corporation Finance's confidential treatment processes and procedures.
Published: (2010)

Oversight of the SEC's Division of Enforcement : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, May 16, 2018.
Published: (2018)

Oversight of the SEC's Division of Enforcement : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, Marc 19, 2015.
Published: (2015)

Oversight of the SEC's Division of Trading and Markets : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, June 26, 2014.
Published: (2014)

Oversight of the SEC's Division of Enforcement.
Published: (2015)

Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)

Oversight of the SEC's Division of Enforcement : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, second session, July 19, 2022.
Published: (2022)

Regulation D exemption process /
Published: (2009)

Oversight of the SEC's Agenda, Operations, and FY2015 Budget Request.
Published: (2014)

SEC operations : implications of alternative funding structures.
Published: (2002)

Oversight of the SEC's Division of Investment Management.
Published: (2018)

Inspection of corporation finance referrals : memorandum.
Published: (2008)

Continued oversight of the SEC's offices and divisions : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, April 21, 2016.
Published: (2017)

Assessment of the SEC information technology investment process.
Published: (2010)

Examining the SEC's Money Market Fund Rule Proposal.
Published: (2013)

Corporate Governance : Fostering a System That Promotes Capital Formation and Maximizes Shareholder Value.
Published: (2016)

Examining the SEC's Agenda, Operations, and FY 2017 Budget Request.
Published: (2015)

Improvements needed in the Division of Enforcement's oversight of fund administrators /
Published: (2015)

Investment Trusts and Investment Companies. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congress, third session, on May 31, June 4, 1940.
Published: (1940)

Investment Trusts and Investment Companies. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congress, third session.
Published: (1940)

Audit of the SEC's internal controls for retaining external experts and foreign counsel for the Division of Enforcement.
Published: (2018)

Oversight of the SEC's Division of Enforcement.
Published: (2018)

Democracy and finance ; the addresses and public statements of William O. Douglas as member and chairman of the Securities and Exchange Commission /
by: Douglas, William O. (William Orville), 1898-1980
Published: (1940)

The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance /
by: Seligman, Joel
Published: (1982)

The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance /
by: Seligman, Joel
Published: (2003)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2018)

Program improvements needed within the SEC's Division of Enforcement.
Published: (2009)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2016)

Legislative oversight of SEC: agency independence and the ITT case : hearings, Ninety-third Congress, first session ...
Published: (1974)

SEC overreach : examining the need for reform : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, second session, March 20, 2024.
Published: (2024)

SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009.
Published: (2009)

Examining the SEC's agenda, operations, and budget : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, October 4, 2017.
Published: (2018)