Oversight of the SEC's Division of Trading and Markets.

Oversight of the SEC's Division of Corporation Finance : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, April 26, 2018.
Published: (2018)

Oversight of the SEC's Division of Corporation Finance.
Published: (2014)

Oversight of the SEC's Division of Corporation Finance : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, July 24, 2014.
Published: (2015)

Oversight of the SEC's Division of Enforcement : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, second session, July 19, 2022.
Published: (2022)

Oversight of the SEC's Division of Enforcement.
Published: (2015)

Oversight of the SEC's Division of Investment Management : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, September 26, 2018.
Published: (2018)

Oversight of the SEC's Division of Investment Management : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, October 23, 2015.
Published: (2016)

Oversight of the SEC's Division of Corporation Finance.
Published: (2018)

Continued oversight of the SEC's offices and divisions : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, second session, April 21, 2016.
Published: (2017)

Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)

Oversight of the SEC's Division of Investment Management.
Published: (2015)

Program improvements needed within the SEC's Division of Enforcement.
Published: (2009)

Oversight of the SEC's Agenda, Operations, and FY2015 Budget Request.
Published: (2014)

The SEC and capital market regulation : the politics of expertise /
by: Khademian, Anne M., 1961-
Published: (1992)

SEC and insider trading : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, December 11, 1986.
Published: (1987)

Improvements needed in the Division of Enforcement's oversight of fund administrators /
Published: (2015)

Examining the SEC's Money Market Fund Rule Proposal.
Published: (2013)

Oversight of the SEC's Division of Investment Management.
Published: (2018)

SEC operations : implications of alternative funding structures.
Published: (2002)

SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009.
Published: (2009)

SEC authority over third market trading : hearing, Ninety-third Congress, second session, on S. 3126 . /
Published: (1974)

Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... May 7, 2009.
Published: (2009)

Examining the SEC's agenda, operations, and budget : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, October 4, 2017.
Published: (2018)

Audit of the SEC's internal controls for retaining external experts and foreign counsel for the Division of Enforcement.
Published: (2018)

Examining the SEC's money market fund rule proposal : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, September 18, 2013.
Published: (2014)

SEC/CFTC jurisdictional issues and oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance and the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, second session, on H.R. 5447 ... H.R. 5515 ... H.R. 6156 ...
Published: (1982)

SEC oversight and technical amendments : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4574 ... February 23, 1984.
Published: (1984)

Merging the CFTC and the SEC? /
by: Jickling, Mark
Published: (1995)

SEC approves bitcoin exchange-traded products (ETPS) /
by: Su, Eva
Published: (2024)

Examining the SEC's agenda, operations, and FY 2016 budget request : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, March 24, 2015.
Published: (2015)

Examining the SEC's Agenda, Operations, and FY 2017 Budget Request.
Published: (2015)

The Securities and Exchange Commission (SEC) : background, issues, bibliography /
Published: (2003)

Audit of the representation of minorities and women in SEC's workforce /
Published: (2014)

Overview of the regulation of the bond markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on the regulation of the bond markets, focusing on fixed income market transparency, Trade Reporting and Compliance Engine (TRACE) enabling investors to access current price information for U.S. corporate bonds, and state, local, and Internal Revenue Service regulations of municipal issuers, June 17, 2004.
Published: (2006)

An introduction to the SEC /
by: Skousen, K. Fred
Published: (1983)

The merger of the SEC and the CFTC : a pro/con analysis /
by: Jickling, Mark
Published: (1990)