Capital access : SEC Regulation A+ ("Mini-IPO") /

Oversight of the U.S. Securities and Exchange Commission.
Published: (2012)

Oversight of the Securities and Exchange Commission : Wall Street's cop on the beat : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, September 24, 2019.
Published: (2023)

The JOBS Act at Four : Examining Its Impact and Proposals To Further Enhance Capital Formation.
Published: (2016)

The SEC's best interest proposal for advice given by broker-dealers /
by: Shorter, Gary W.
Published: (2018)

Legislation To Further Reduce Impediments to Capital Formation.
Published: (2013)

Liu v. SEC : the Supreme Court to consider whether disgorgement is an equitable remedy in SEC enforcement actions /
by: Lobert, Joshua T.
Published: (2020)

Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)

SEC Legislation. [Part 1].
Published: (1960)

Potential disapproval of SEC Staff Accounting Bulletin No. 121 under the Congressional Review Act /
by: Carey, Maeve P., et al.
Published: (2024)

Compilation of releases under securities exchange act of 1934, to and including Dec. 31, 1935.
Published: (1936)

SEC climate change disclosure guidance : an overview and congressional concerns /
by: Shorter, Gary W.
Published: (2018)

Oversight of the SEC's Agenda, Operations, and FY2014 Budget Request.
Published: (2013)

SEC overreach : examining the need for reform : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, second session, March 20, 2024.
Published: (2024)

Oversight of the SEC's Division of Enforcement.
Published: (2018)

Oversight of the SEC's Agenda, Operations, and FY2015 Budget Request.
Published: (2014)

Examining the SEC's Agenda, Operations, and FY 2017 Budget Request.
Published: (2015)

To Amend the Investment Advisers Act of 1940 to Codify Certain Securities and Exchange Commission No-action Letters that Exclude Brokers and Dealers Compensated for Certain Research Services from the Definition of Investment Adviser, and for Other Purposes : report (to accompany H.R. 2622).
Published: (2023)

Compilation of releases under Securities Act of 1933, to and including Dec. 31, 1935.
Published: (1936)

Examining the SEC's Failure To Implement Title II of the JOBS Act and Its Impact on Economic Growth.
Published: (2013)

Examining the SEC's Agenda, Operations, and FY 2016 Budget Request.
Published: (2015)

Securities and Exchange Commission decisions, v. 1, July 2, 1934-Dec. 31, 1936.
Published: (1938)

Equity Market Structure : A Review of SEC Regulation NMS.
Published: (2014)

[Nomination of William J. Casey To Be Chairman of the Securities and Exchange Commission].
Published: (1971)

Nominations of Tom Killefer and Byron D. Woodside.
Published: (1960)

Nominations of Manuel Frederick Cohen and Jack Melville Whitney, II, To Be Members of the Securities and Exchange Commission.
Published: (1961)

[Nomination of Manuel F. Cohen to Securities and Exchange Commission].
Published: (1968)

Nomination of Philip A. Loomis, Jr., To Be a Member of the Securities and Exchange Commission.
Published: (1971)

Decisions and reports, v. 2, Jan. 1-Dec. 31, 1937.
Published: (1939)

Nomination and S. 3161.
Published: (1962)

[Nomination of Richard B. Smith To Be a Member of the Securities and Exchange Commission].
Published: (1967)

To Allow Additional Time for Securities and Exchange Commission To Complete Its Study Under Section 19 (e.
Published: (1969)

Further Hearing on William J. Casey, Nominee To Be Chairman of the Securities and Exchange Commission.
Published: (1971)

Markup Session on the Marketing and Securities Act of 1973.
Published: (1973)

Markup on Securities.
Published: (1974)

The SEC's implementation of and compliance with Homeland Security presidential directive 12
Published: (2011)

Oversight of the U.S. Securities and Exchange Commission.
Published: (2018)