Financial Regulation and Compliance : How to Manage Competing and Overlapping Regulatory Oversight, + Website /
Devise an organized, proactive approach to financial compliance Financial Regulation and Compliance provides detailed, step-by-step guidance for the compliance professional seeking to manage overlapping and new regulatory responsibilities. Written by David Kotz, former Inspector General of the SEC w...
| Main Author: | Kotz, H. (Author) |
|---|---|
| Corporate Author: | Safari, an O'Reilly Media Company |
| Format: | eBook |
| Language: | English |
| Published: |
Wiley,
2015.
|
| Edition: | 1st edition. |
| Subjects: | |
| Online Access: | Connect to this electronic resource |
Similar Items
Financial regulation and compliance : how to manage competing and overlapping regulatory oversight /
by: Kotz, H. David
Published: (2015)
by: Kotz, H. David
Published: (2015)
Journal of financial regulation and compliance.
International IT regulations and compliance : quality standards in the pharmaceutical and regulated industries /
by: Segalstad, Siri H.
Published: (2008)
by: Segalstad, Siri H.
Published: (2008)
Food regulation and compliance.
by: Herrick, Arthur Donald, 1905-
Published: (1944)
by: Herrick, Arthur Donald, 1905-
Published: (1944)
Regulation and Compliance in Operations /
by: Loader, David
Published: (2003)
by: Loader, David
Published: (2003)
Regulation and compliance in operations /
by: Loader, David
Published: (2004)
by: Loader, David
Published: (2004)
Food regulation and compliance /
by: Herrick, Arthur Donald, 1905-
Published: (1948)
by: Herrick, Arthur Donald, 1905-
Published: (1948)
Financial regulation : a framework for crafting and assessing proposals to modernize the outdated U.S. financial regulatory system : testimony before the Congressional Oversight Panel /
by: Dodaro, Gene L.
Published: (2009)
by: Dodaro, Gene L.
Published: (2009)
Financial Regulation : Industry Trends Continue To Challenge the Federal Regulatory Structure.
Published: (2007)
Published: (2007)
Financial regulation and technology : a legal and compliance guide /
by: Sheridan, Iain
Published: (2022)
by: Sheridan, Iain
Published: (2022)
Financial regulation : the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) /
by: Perkins, David W. (Analyst in Macroeconomic Policy)
Published: (2018)
by: Perkins, David W. (Analyst in Macroeconomic Policy)
Published: (2018)
Compliance management in financial industries : a model-based business process and reporting perspective /
by: Eggert, Mathias
Published: (2014)
by: Eggert, Mathias
Published: (2014)
Financial Stability, + Website /
by: Feldkamp, Frederick, et al.
Published: (2014)
by: Feldkamp, Frederick, et al.
Published: (2014)
[Reminder of compliance with Army regulations].
Published: (1882)
Published: (1882)
Seafood regulations compliance manual /
by: Welt, Andrew M.
Published: (1995)
by: Welt, Andrew M.
Published: (1995)
Chemical safety regulation and compliance /
Published: (1985)
Published: (1985)
Financial regulation : industry trends continue to challenge the federal regulatory structure : report to congressional committees.
Published: (2007)
Published: (2007)
Financial regulation : a framework for crafting and assessing proposals to modernize the outdated U.S. financial regulatory system : report to congressional addressees.
Published: (2009)
Published: (2009)
Financial regulation : a framework for crafting and assessing proposals to modernize the outdated U.S. financial regulatory system : report to congressional addressees.
Published: (2009)
Published: (2009)
Essential strategies for financial services compliance /
by: Mills, Annie, et al.
Published: (2015)
by: Mills, Annie, et al.
Published: (2015)
Butterworths financial services compliance manual /
Published: (1988)
Published: (1988)
Guidebook for managing compliance with federal regulations : an integrated approach /
Published: (2016)
Published: (2016)
App and website accessibility developments and compliance strategies /
Published: (2022)
Published: (2022)
Financial management systems compliance review guide : exposure draft.
Published: (1999)
Published: (1999)
Financial management/compliance with the Federal Financial Management Improvement Act : Community Development Financial Institutions Fund post-award administration process.
Published: (2002)
Published: (2002)
The changing face of compliance : managing regulatory risk /
by: Ward, Sharon (Financial regulatory compliance specialist)
Published: (2015)
by: Ward, Sharon (Financial regulatory compliance specialist)
Published: (2015)
Regulation and Compliance in the Atlantic Fisheries : State/Society Relations in the Management of Natural Resources /
by: Gezelius, Stig S.
Published: (2003)
by: Gezelius, Stig S.
Published: (2003)
Report on compliance with the Federal Managers' Financial Integrity Act.
Published: (1991)
Published: (1991)
Research regulatory compliance /
Published: (2015)
Published: (2015)
IT Regulatory Compliance in the UK /
by: Calder, Alan
Published: (2007)
by: Calder, Alan
Published: (2007)
Financial Regulation and Oversight : Latin American Financial Crises and Reform Lessons from Chile.
Published: (2009)
Published: (2009)
Financial services regulations : improvements needed to policies and procedures for regulatory analysis : report to congressional committees /
Published: (2024)
Published: (2024)
Financial Regulation : An Overview.
Published: (1995)
Published: (1995)
Financial regulation--or over-regulation? /
Published: (1988)
Published: (1988)
Compliance : regulation and environment /
by: Hutter, Bridget M.
Published: (1997)
by: Hutter, Bridget M.
Published: (1997)
Wetlands and coastal zone regulation and compliance /
by: Silverberg, Steven M.
Published: (1993)
by: Silverberg, Steven M.
Published: (1993)
[Inspection of arm-racks for compliance with regulations].
Published: (1892)
Published: (1892)
Financial regulation : review of regulator's oversight of risk management systems at a limited number of large, complex financial institutions : testimony before the Subcommittee on Securities, Insurance, and Investments, Committee on Banking, Housing, and Urban Affairs, U.S. Senate /
by: Williams, Orice M.
Published: (2009)
by: Williams, Orice M.
Published: (2009)
Global financial regulation : the essential guide /
by: Davies, H. (Howard)
Published: (2008)
by: Davies, H. (Howard)
Published: (2008)
Equivalence and substituted compliance in financial markets law /
by: Schürger, Jonas
Published: (2023)
by: Schürger, Jonas
Published: (2023)