Cover Image

Equity Market Structure : A Review of SEC Regulation NMS.

Bibliographic Details
Corporate Author:	United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Format:	Government Document eBook
Language:	English
Published:	Bethesda, Md. : ProQuest, 2014.
Subjects:	United States. > Securities and Exchange Commission. New York Stock Exchange. Securities > Prices > United States. Stock exchanges > Government policy > United States. Finance > Law and legislation > United States.
Online Access:	Electronic resource (PDF)

Similar Items

Wall Street : a history : from its beginnings to the fall of Enron /
by: Geisst, Charles R
Published: (2004)

Wall Street : a history /
by: Geisst, Charles R.
Published: (2018)

Fluctuations of the New York Stock Market, 1871-1882 inclusive /
by: Moxey, Edward P. (Edward Preston), 1881-
Published: (1883)

Oversight of the SEC's Division of Investment Management.
Published: (2018)

SEC Legislation. [Part 1].
Published: (1960)

History of the New York Stock Exchange : the New York Stock Exchange directory, the Produce, Consolidated Stock and Petroleum, and Cotton exchanges. And the New York and London clearing house systems.
Published: (1887)

SEC-proposed regulations to reform stock trading /
by: Su, Eva
Published: (2023)

Markup Session on the Marketing and Securities Act of 1973.
Published: (1973)

The closing of the New York Stock Exchange's trading floor due to COVID-19 /
by: Shorter, Gary W.
Published: (2020)

Equity market structure : a review of SEC regulation NMS : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, February 28th, 2014.
Published: (2014)

Decisions and reports.
Published: (1938)

Stock exchange practices : index to hearings before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, second session, on S. Res. 84 (72d Congress), a resolution to investigate practices of stock exchanges with respect to the buying and selling and the borrowing and lending of listed securities, and S. Res. 56 and S. Res. 97 (73d Congress), resolutions to investigate the matter of banking operations and practices, transactions relating to any sale, exchange, purchases, acquisition, borrowing, lending, financing, issuing, distributing, or other disposition of, or dealing in, securities or credit by any person or firm, partnership, company, association, corporation, or other entity, with a view to recommending necessary legislation, under the taxing power or other federal powers.
Published: (1941)

Markup on Securities.
Published: (1974)

SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009.
Published: (2009)

[To Amend the Securities Exchange Act of 1934 To Prohibit the Fixing of Minimum Rates of Commission and To Regulate the Transactions of Members of National Securities Exchanges].
Published: (1973)

Compilation of releases under securities exchange act of 1934, to and including Dec. 31, 1935.
Published: (1936)

Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)

Venture Exchanges and Small-Cap Companies.
Published: (2015)

Capital access : SEC Regulation A+ ("Mini-IPO") /
by: Su, Eva
Published: (2019)

The SEC's best interest proposal for advice given by broker-dealers /
by: Shorter, Gary W.
Published: (2018)

Regulations of Securities Trading By Members of National Securities Exchanges And The Sale of Investment Advisers of Registered Investment Companies.
Published: (1973)

SEC overreach : examining the need for reform : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, second session, March 20, 2024.
Published: (2024)

23rd Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1957.
Published: (1958)

22nd Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1956.
Published: (1957)

Securities Processing Act.
Published: (1972)

[28th annual report of Securities and Exchange Commission, fiscal year 1962].

Securities and Exchange Commission 34th Annual Report.
Published: (1969)

21st Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1955.
Published: (1956)

Securities Processing Act of 1973.
Published: (1973)

Improved National Securities Transfer System.
Published: (1972)

Compilation of releases under Securities Act of 1933, to and including Dec. 31, 1935.
Published: (1936)

Securities Reform Act of 1975.
Published: (1975)

Eighteenth Annual Report of the Securities and Exchange Commission, fiscal year ended June 30, 1952.
Published: (1953)

Pecora Hearings, the Class-Steagall Act, and the Securities and Exchange Commission : A Selected Bibliography.
Published: (1987)

The Microstructure of securities markets /
Published: (1986)

Securities and Exchange Commission decisions, v. 1, July 2, 1934-Dec. 31, 1936.
Published: (1938)

NYSE corporate governance proposals : a financial executive checklist.
Published: (2003)

Securities, exchanges and the SEC.
by: Tyler, Poyntz
Published: (1965)

Oversight of the SEC's Agenda, Operations, and FY2015 Budget Request.
Published: (2014)

Examining the SEC's Agenda, Operations, and FY 2017 Budget Request.
Published: (2015)