Equity Market Structure : A Review of SEC Regulation NMS.
| Corporate Author: | United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises |
|---|---|
| Format: | Government Document eBook |
| Language: | English |
| Published: |
Bethesda, Md. :
ProQuest,
2014.
|
| Subjects: | |
| Online Access: | Electronic resource (PDF) |
Similar Items
Wall Street : a history : from its beginnings to the fall of Enron /
by: Geisst, Charles R
Published: (2004)
by: Geisst, Charles R
Published: (2004)
Wall Street : a history /
by: Geisst, Charles R.
Published: (2018)
by: Geisst, Charles R.
Published: (2018)
Fluctuations of the New York Stock Market, 1871-1882 inclusive /
by: Moxey, Edward P. (Edward Preston), 1881-
Published: (1883)
by: Moxey, Edward P. (Edward Preston), 1881-
Published: (1883)
Oversight of the SEC's Division of Investment Management.
Published: (2018)
Published: (2018)
SEC Legislation. [Part 1].
Published: (1960)
Published: (1960)
History of the New York Stock Exchange : the New York Stock Exchange directory, the Produce, Consolidated Stock and Petroleum, and Cotton exchanges. And the New York and London clearing house systems.
Published: (1887)
Published: (1887)
Equity market structure : a review of SEC regulation NMS : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, February 28th, 2014.
Published: (2014)
Published: (2014)
SEC-proposed regulations to reform stock trading /
by: Su, Eva
Published: (2023)
by: Su, Eva
Published: (2023)
Markup Session on the Marketing and Securities Act of 1973.
Published: (1973)
Published: (1973)
The closing of the New York Stock Exchange's trading floor due to COVID-19 /
by: Shorter, Gary W.
Published: (2020)
by: Shorter, Gary W.
Published: (2020)
Decisions and reports.
Published: (1938)
Published: (1938)
Stock exchange practices : index to hearings before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, second session, on S. Res. 84 (72d Congress), a resolution to investigate practices of stock exchanges with respect to the buying and selling and the borrowing and lending of listed securities, and S. Res. 56 and S. Res. 97 (73d Congress), resolutions to investigate the matter of banking operations and practices, transactions relating to any sale, exchange, purchases, acquisition, borrowing, lending, financing, issuing, distributing, or other disposition of, or dealing in, securities or credit by any person or firm, partnership, company, association, corporation, or other entity, with a view to recommending necessary legislation, under the taxing power or other federal powers.
Published: (1941)
Published: (1941)
Markup on Securities.
Published: (1974)
Published: (1974)
SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009.
Published: (2009)
Published: (2009)
[To Amend the Securities Exchange Act of 1934 To Prohibit the Fixing of Minimum Rates of Commission and To Regulate the Transactions of Members of National Securities Exchanges].
Published: (1973)
Published: (1973)
Compilation of releases under securities exchange act of 1934, to and including Dec. 31, 1935.
Published: (1936)
Published: (1936)
Venture Exchanges and Small-Cap Companies.
Published: (2015)
Published: (2015)
Continued Oversight of the SEC's Offices and Divisions.
Published: (2016)
Published: (2016)
Capital access : SEC Regulation A+ ("Mini-IPO") /
by: Su, Eva
Published: (2019)
by: Su, Eva
Published: (2019)
Regulations of Securities Trading By Members of National Securities Exchanges And The Sale of Investment Advisers of Registered Investment Companies.
Published: (1973)
Published: (1973)
[28th annual report of Securities and Exchange Commission, fiscal year 1962].
23rd Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1957.
Published: (1958)
Published: (1958)
Securities Processing Act.
Published: (1972)
Published: (1972)
22nd Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1956.
Published: (1957)
Published: (1957)
21st Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1955.
Published: (1956)
Published: (1956)
Securities and Exchange Commission 34th Annual Report.
Published: (1969)
Published: (1969)
Improved National Securities Transfer System.
Published: (1972)
Published: (1972)
Securities Processing Act of 1973.
Published: (1973)
Published: (1973)
Pecora Hearings, the Class-Steagall Act, and the Securities and Exchange Commission : A Selected Bibliography.
Published: (1987)
Published: (1987)
Securities Reform Act of 1975.
Published: (1975)
Published: (1975)
Eighteenth Annual Report of the Securities and Exchange Commission, fiscal year ended June 30, 1952.
Published: (1953)
Published: (1953)
The SEC's best interest proposal for advice given by broker-dealers /
by: Shorter, Gary W.
Published: (2018)
by: Shorter, Gary W.
Published: (2018)
The Microstructure of securities markets /
Published: (1986)
Published: (1986)
Securities, exchanges and the SEC.
by: Tyler, Poyntz
Published: (1965)
by: Tyler, Poyntz
Published: (1965)
SEC overreach : examining the need for reform : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, second session, March 20, 2024.
Published: (2024)
Published: (2024)
The equity culture : the story of the global stock market /
by: Smith, B. Mark, 1953-
Published: (2003)
by: Smith, B. Mark, 1953-
Published: (2003)
Financial market regulatory reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first and second sessions.
Published: (1989)
Published: (1989)
The security markets ; findings and recommendations of a special staff of the Twentieth Century Fund /
Published: (1935)
Published: (1935)
An introduction to equity markets /
Published: (1999)
Published: (1999)
Compilation of releases under Securities Act of 1933, to and including Dec. 31, 1935.
Published: (1936)
Published: (1936)