Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, first session, on the overall impact and outcome of the consolidation on the regulatory scheme including but not limited to the areas of rules, governance, enforcement and compliance, advertising, arbitration, funding, and the potential impact on investors, Thursday, May 17, 2007.
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| Format: | Government Document eBook |
| Language: | English |
| Published: |
Washington :
U.S. G.P.O.,
2009.
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| Series: | S. hrg. ;
110-915 |
| Subjects: | |
| Online Access: | Electronic resource (PDF) |
| Item Description: | Shipping list number: 2010-0106-P. Record is based on bibliographic data in ProQuest Congressional Hearings Digital Collection. Reuse except for individual research requires license from ProQuest, LLC. Electronic resource. |
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| Physical Description: | iii, 128 pages, digital, PDF file. |
| Format: | System requirements: PDF reader software. |
| Bibliography: | Includes bibliographical references. |