http://www.loc.gov/mods/v3 http://www.loc.gov/standards/mods/v3/mods-3-2.xsd
the uniform investment advisor law examination
Uniform investment advisor law examination
Wiley series 65 exam review 2017 + test bank
Equity securities -- Corporate and municipal debt securities -- Government and government agency issues -- Investment companies -- Variable annuities and retirement plans -- Fundamental and technical analysis -- Economic fundamentals -- Recommendations, professional conduct, and taxation -- Securities industry rules and regulations -- Trading securities -- Options -- Definition of terms -- Registration of broker dealers, investment advisers, and agents -- Securities registration, exempt securities, and exempt transactions -- State securities administrator: the Uniform Securities act.
the Securities Institute of America, Inc.
Includes bibliographical references and index.