Review of the commission's processes for selecting investment advisers and investment companies for examination.

No one would listen : a true financial thriller /
by: Markopolos, Harry
Published: (2010)

The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.
Published: (2009)

The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.
Published: (2009)

Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009.
Published: (2009)

Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009.
Published: (2009)

Truth and consequences : life inside the Madoff family /
by: Sandell, Laurie
Published: (2011)

Program improvements needed within the SEC's Division of Enforcement.
Published: (2009)

Audit of the Office of Compliance Inspections and Examinations' investment adviser examination completion process.
Published: (2017)

Office of Compliance Inspections and Examinations' management of investment adviser examination coverage goals.
Published: (2016)

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme /
Published: (2009)

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme : executive summary /
Published: (2009)

Madoff with the money /
by: Oppenheimer, Jerry
Published: (2009)

Truth and consequences : life inside the Madoff family /
by: Sandell, Laurie
Published: (2011)

The wizard of lies : Bernie Madoff and the death of trust /
by: Henriques, Diana B.
Published: (2011)

Too good to be true : the rise and fall of Bernie Madoff /
by: Arvedlund, Erin
Published: (2009)

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme /
Published: (2009)

Tax issues related to Ponzi schemes and an update on offshore tax evasion legislation : hearing before the Committee on Finance, United States Senate, One Hundred Eleventh Congress, first session, March 17, 2009.
Published: (2009)

Tax issues related to Ponzi schemes and an update on offshore tax evasion legislation : hearing before the Committee on Finance, United States Senate, One Hundred Eleventh Congress, first session, March 17, 2009.
Published: (2009)

Oversight of the SEC Inspector General's report on the "Investigation of the SEC's response to concerns regarding Robert Allen Stanford's alleged ponzi scheme" and improving SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session ... September 22, 2010.
Published: (2011)

U.S. citizen sentenced to prison for running multimillion-dollar Ponzi scheme.
Published: (2022)

Ponzimonium : how scam artists are ripping off America /
by: Chilton, Bartholomew H.
Published: (2011)

The Stanford Ponzi scheme : lessons from protecting investors from the next securities fraud : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, May 13, 2011.
Published: (2011)

Bernie Madoff : in his own words /
Published: (2019)

The Stanford Ponzi scheme : lessons from protecting investors from the next securities fraud : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, May 13, 2011.
Published: (2011)

Betrayal : the life and lies of Bernie Madoff /
by: Kirtzman, Andrew
Published: (2009)

Securities and Exchange Commission : steps being taken to make examination program more risk-based and transparent : report to congressional requesters /
Published: (2007)

Investment advisers act amendments : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, second session , on H.R. 12981 and H.R. 13737 ... May 20 and 21, 1976.
Published: (1976)

Oversight of the SEC Inspector General's report on the "Investigation of the SEC's response to concerns regarding Robert Allen Stanford's alleged ponzi scheme" and improving SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on examining the oversight of the SEC Inspector General's report on the "Investigation of the SEC's response to concerns regarding Robert Allen Stanford's alleged ponzi scheme" and improving SEC performance, September 22, 2010.
Published: (2011)

Investment advisers : requirements and costs associated with the custody rule : report to congressional committees.
Published: (2013)

The Madoff chronicles : inside the secret world of Bernie and Ruth /
by: Ross, Brian, 1948-
Published: (2009)

Chasing Madoff /
Published: (2010)

Financial management, work force, and operations at the SEC : who's watching Wall Street's watchdog : joint hearing before the Subcommittee on TARP, Financial Services, and Bailouts of Public and Private Programs and the Subcommittee on Government Organization, Efficiency, and Financial Management of the Committee on Oversight and Government Reform, House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2011.
Published: (2011)

Con game : Bernard Madoff and his victims /
by: Lewis, Lionel S. (Lionel Stanley)
Published: (2012)

Steel's : a forgotten stock market scandal from the 1920s /
by: Dyer, Dave
Published: (2013)

Investment adviser industry reform : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 578 ... March 4, 1993.
Published: (1993)

Tyler Perry's Madea's witness protection /
Published: (2012)