Retail Investor Protection Act : report together with minority views (to accompany H.R. 1090) (including cost estimate of the Congressional Budget Office).

Investor Clarity and Bank Parity Act : report (to accompany H.R. 3093) (including cost estimate of the Congressional Budget Office).
Published: (2017)

Investor Clarity and Bank Parity Act : report (to accompany H.R. 4096) (including cost estimate of the Congressional Budget Office).
Published: (2016)

Investment Advisers Modernization Act of 2016 : report together with minority views (to accompany H.R. 5424) (including cost estimate of the Congressional Budget Office).
Published: (2016)

Small Business Capital Access and Job Preservation Act : report together with minority views (to accompany H.R. 1082) (including cost estimate of the Congressional Budget Office).
Published: (2011)

Small Business Capital Access and Job Preservation Act : report together with minority views (to accompany H.R. 1105) (including cost estimate of the Congressional Budget Office).
Published: (2013)

Family Office Technical Correction Act of 2017 : report (to accompany H.R. 3972) (including cost estimate of the Congressional Budget Office).
Published: (2017)

Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011.
Published: (2012)

SBIC Advisers Relief Act of 2015 : report (to accompany H.R. 432) (including cost estimate of the Congressional Budget Office).
Published: (2015)

SBIC Advisers Relief Act of 2014 : report (to accompany H.R. 4200) (including cost estimate of the Congressional Budget Office).
Published: (2014)

Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, September 23, 2010.
Published: (2011)

H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012.
Published: (2013)

Legislative proposals to relieve the red tape burden on investors and job creators : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, May 23, 2013.
Published: (2013)

Investment advisers act of 1940 as in effect June 4, 1975.

Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976.
Published: (1976)

Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 14, 1991.
Published: (1991)

Fair Access to Investment Research Act of 2015 : report together with minority views (to accompany H.R. 2356) (including cost estimate of the Congressional Budget Office).
Published: (2016)

Corporate Governance Reform and Transparency Act of 2017 : report together with minority views (to accompany H.R. 4015) (including cost estimate of the Congressional Budget Office).
Published: (2017)

Corporate Governance Reform and Transparency Act of 2016 : report together with minority views (to accompany H.R. 5311) (including cost estimate of the Congressional Budget Office).
Published: (2016)

Additional reforms to the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009.
Published: (2010)

Investors rights manual /
Published: (1989)

Base des réclamations des agens de change de Lyon : auprès de l'Assemblée nationale.
Published: (1791)

The financial planner's legal guide /
by: Bernzweig, Eli P.
Published: (1986)

Fair Access to Investment Research Act of 2017 : report (to accompany H.R. 910) (including cost estimate of the Congressional Budget Office).
Published: (2017)

Investor's rights handbook : stocks, bonds, mutual funds, other securities investments /
by: Soderquist, Larry D., 1944-2005
Published: (1993)

Reasons and objections against such part of the bill now depending inthe House of Commons relating to brokers, as concerns the publick funds and stocks.
Published: (1731)

Child Protection Improvements Act of 2017 : report (to accompany H.R. 695) (including cost estimate of the Congressional Budget Office).
Published: (2017)

Child and Elderly Missing Alert Program : report (to accompany H. R. 4305) (Including cost estimate of the Congressional Budget Office).
Published: (2012)

Employment Non-discrimination Act of 2007 : report, together with minority and dissenting views (to accompany H.R. 3685) (including cost estimate of the Congressional Budget Office).
Published: (2007)

Inspector General Authority Improvement Act of 2010 : report together with additional views (to accompany H.R. 5815) (including cost estimate of the Congressional Budget Office).
Published: (2010)

The RIA's compliance solution book : answers for the critical questions /
by: Demby, Elayne Robertson, 1962-
Published: (2006)

Improving Government Accountability Act : report together with additional views (to accompany H.R. 928) (including cost estimate of the Congressional Budget Office).
Published: (2007)

Infant Plan of Safe Care Improvement Act : report (to accompany H.R. 4843) (including cost estimate of the Congressional Budget Office).
Published: (2016)

Senior Executive Service Accountability Act : report together with minority views (to accompany H.R. 5169) (including cost estimate of the Congressional Budget Office).
Published: (2014)

Senior Executive Service Accountability Act : report together with minority views (to accompany H.R. 4358) (including cost estimate of the Congressional Budget Office).
Published: (2016)

Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds.
Published: (1998)

To increase the number of Iraqi and Afghani translators and interpreters who may be admitted to the United States as special immigrants : report (to accompany H.R. 1104) (including cost estimate of the Congressional Budget Office).
Published: (2007)