Securities and Exchange Commission : additional actions needed to ensure planned improvements address limitations in Enforcement Division operations : report to the ranking member, Committee on Finance, U.S. Senate /

Improvements needed in the Division of Enforcement's oversight of fund administrators /
Published: (2015)

Division of Enforcement's disgorgement waivers.
Published: (2009)

Audit of the SEC's internal controls for retaining external experts and foreign counsel for the Division of Enforcement.
Published: (2018)

Program improvements needed within the SEC's Division of Enforcement.
Published: (2009)

Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... May 7, 2009.
Published: (2009)

The Securities and Exchange Commission (SEC) : background, issues, bibliography /
Published: (2003)

OCIE regional offices' referrals to enforcement.
Published: (2011)

Securities Exchange Commission Authorization.
Published: (1980)

An introduction to the Securities and Exchange Commission /
by: Pointer, Larry Gene
Published: (1986)

Oversight of the SEC's Division of Enforcement : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, May 16, 2018.
Published: (2018)

Securities and Exchange Commission : human capital challenges require management attention.
Published: (2001)

Securities and Exchange Commission : opportunities exist to improve oversight of self-regulatory organizations : report to the Ranking Member, Committee on Finance, U.S. Senate.
Published: (2007)

Oversight of the SEC's Division of Enforcement : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, Marc 19, 2015.
Published: (2015)

Securities and Exchange Commission 34th Annual Report.
Published: (1969)

Securities and Exchange Commission : preliminary observations on SEC's spending and strategic planning : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Subcommittee on Government Efficiency and Financial Management, Committee on Government Reform, House of Respresentatives /
by: Hillman, Richard J.
Published: (2003)

Report of the Securities and Exchange Commission on Proposals for Amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934.
Published: (1941)

Oversight of the U.S. Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, June 21, 2018.
Published: (2018)

Clarifying the Jurisdiction of the Securities and Exchange Commission and the Definition of Security.
Published: (1982)

Securities and Exchange Commission : strengthening the Commission's requirements regarding auditor independence.
by: Wannisky, Kathleen E.
Published: (2003)

U.S. Securities and Exchange Commission : building project management and related budget planning.
by: Franzel, Jeanette M.
Published: (2005)

U.S. Securities and Exchange Commission : building project management and related budget planning.
by: Franzel, Jeanette M.
Published: (2005)

Clarifying the Jurisdiction of the Securities and Exchange Commission and the Definition of Security.
Published: (1982)

Securities and Exchange Commission : A Chronological Bibliography, 1962-1968.
Published: (1969)

The Securities and Exchange Commission /
by: Lamden, Charles William
Published: (1978)

Securities and Exchange Commission : continued management attention would strengthen internal supervisory controls : report to congressional committees.
Published: (2013)

The U.S. Securities and Exchange Commission : a research and information guide /
by: Graham, John W.
Published: (1993)

Study of the Securities and Exchange Commission.
Published: (1952)

The Work of the Securities and Exchange Commission.

Authorizing Appropriations for the Securities and Exchange Commission for FY78.
Published: (1977)

[28th annual report of Securities and Exchange Commission, fiscal year 1962].

Securities and Exchange Commission Human Capital Survey.
Published: (2004)

Disposition of records by the securities and Exchange Commission.
Published: (1941)

Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining the important role of the Securities and Exchange Commission in protecting investors by aggressively enforcing federal securities laws, May 7, 2009.
Published: (2009)

Pecora Hearings, the Class-Steagall Act, and the Securities and Exchange Commission : A Selected Bibliography.
Published: (1987)

Study of Securities and Exchange Commission. hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Securities and Exchange Commission, Eighty-Second Congress, second session, on Jan. 9-11, 29, 30, Feb. 5, 6, 12-14, 19-21, 26-28, Mar. 10, 18, 19, 24, 27, 28, 1952.
Published: (1952)

Securities and Exchange Commission : some progress made on strategic human capital management : report to the Subcommittee on Government Management, Finance, and Accountability, Committee on Government Reform, House of Representatives.
Published: (2006)