Securities litigation abuses : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997.
| Corporate Authors: | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, ProQuest (Firm) |
|---|---|
| Format: | Government Document eBook |
| Language: | English |
| Published: |
Washington :
U.S. G.P.O. :
1998.
|
| Series: | U.S. Congressional Hearings.
|
| Subjects: | |
| Online Access: | Connect to the full text of this electronic book |
Similar Items
Securities litigation reform : a comparison of legislative proposals /
by: Jickling, Mark
Published: (1995)
by: Jickling, Mark
Published: (1995)
Securities Litigation Reform : Unfinished Business.
Published: (1998)
Published: (1998)
Securities Litigation Reform : Unfinished Business.
Published: (1998)
Published: (1998)
Private securities litigation reform : P.L. 104-67 /
by: Seitzinger, Michael V.
Published: (1996)
by: Seitzinger, Michael V.
Published: (1996)
Securities litigation reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, July 22 and August 10, 1994.
Published: (1995)
Published: (1995)
Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994.
Published: (1994)
Published: (1994)
Securities Litigation Reform : A Comparison of Legislative Proposals.
Published: (1995)
Published: (1995)
Private Securities Litigation Reform : Debate in the House.
Published: (1996)
Published: (1996)
Proposed reform of private securities litigation : Title II of the common sense legal reforms act /
by: Seitzinger, Michael V.
Published: (1995)
by: Seitzinger, Michael V.
Published: (1995)
Alerta sobre las ventas en frío : el teléfono suena-- será un problema? : hola.
Published: (2005)
Published: (2005)
Private securities litigation reform act : special update /
by: Bloomenthal, Harold S.
Published: (1996)
by: Bloomenthal, Harold S.
Published: (1996)
Implementation of the Private Securities Litigation Reform Act of 1995 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, October 21, 1997.
Published: (1998)
Published: (1998)
Legal Analysis of the Government Securities Act of 1986 and Its Application to Broker/Dealers Convicted of Insider Trading Violations.
Published: (1987)
Published: (1987)
Rogue brokers : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, September 14, 1994.
Published: (1995)
Published: (1995)
Securities litigation journal /
Published: (2007)
Published: (2007)
The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session, on S. 1260 ... October 29, 1997.
Published: (1998)
Published: (1998)
Private Securities Litigation Reform : P.L. 104-67.
Published: (1996)
Published: (1996)
Securities litigation /
by: Herschkopf, Jayme
Published: (2017)
by: Herschkopf, Jayme
Published: (2017)
The International Securities Enforcement Cooperation Act of 1988 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session, on S. 2544 ... June 29, 1988.
Published: (1989)
Published: (1989)
Securities Litigation Reform Bills : Comparison of H.R. 1058, as Passed by the House, and S. 240 and S. 667, as Introduced.
Published: (1995)
Published: (1995)
One broker gone bad : punishing the criminal, making victims whole : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, second session, May 23, 2002.
Published: (2002)
Published: (2002)
One broker gone bad : punishing the criminal, making victims whole : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, second session, May 23, 2002.
Published: (2002)
Published: (2002)
Securities broker-dealers : customer suitability requirements imposed by self-regulatory organizations /
by: Seitzinger, Michael V.
Published: (1990)
by: Seitzinger, Michael V.
Published: (1990)
Audits of brokers and dealers in securities /
Published: (1973)
Published: (1973)
Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.
Published: (2016)
Published: (2016)
The Securities Litigation Uniform Standards Act of 1997 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, second session, on H.R. 1686, May 19, 1998.
Published: (1998)
Published: (1998)
Securities Paperwork Reduction Resolution.
Published: (1974)
Published: (1974)
Improper activities in the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the Securities and Exchange Commission recent enforcement actions involving allegations of insider trading, market manipulations, fraudulent conduct ... April 22, 1987.
Published: (1987)
Published: (1987)
Brokers and dealers in securities.
Published: (1997)
Published: (1997)
Accounting guide : brokers and dealers in securities, September 1, 2018.
Published: (2018)
Published: (2018)
Audits of brokers and dealers in securities /
Published: (1985)
Published: (1985)
Uniform Standards in Private Securities Litigation : Limitations on Shareholder Lawsuits.
Published: (1998)
Published: (1998)
Uniform Standards in Private Securities Litigation : Limitations on Shareholder Lawsuits.
Published: (1998)
Published: (1998)
Securities industry yearbook.
Published: (1980)
Published: (1980)
Disturbances in the U.S. securities market : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, second session, on recent developments in the U.S. government securities markets arising from default by Drysdale Government Securities, Inc., May 25, 1982.
Published: (1982)
Published: (1982)
Mutual funds : trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003.
Published: (2004)
Published: (2004)
Mutual funds : trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003.
Published: (2004)
Published: (2004)
Securities markets : competition and multiple regulators heighten concerns about self-regulation.
Published: (2002)
Published: (2002)
Securities Investor Protection Act of 1991 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.
Published: (1992)
Published: (1992)
Audits of brokers or dealers in securities by independent certified public accountants /
Published: (1956)
Published: (1956)