SEC authority over third market trading : hearing, Ninety-third Congress, second session, on S. 3126 . /

Equity market structure : a review of SEC regulation NMS : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, February 28th, 2014.
Published: (2014)

The SEC and the future of finance /
by: Seligman, Joel
Published: (1985)

SEC news digest.

Management trading, stock-market prices and profits /
by: Smith, Frank Percy
Published: (1941)

Trading in Unlisted Securities upon Exchanges. hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Feb. 11, 1936.
Published: (1936)

Trading in Unlisted Securities upon Exchanges. hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Mar. 12, 1936.
Published: (1936)

Trading in Unlisted Securities upon Exchanges. hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Feb. 25, 26, 1936.
Published: (1936)

Regulations of Securities Trading By Members of National Securities Exchanges And The Sale of Investment Advisers of Registered Investment Companies.
Published: (1973)

SEC reauthorization : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, May 19, 1993.
Published: (1993)

Securities exchange act amendments of 1973 : hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340 ...
Published: (1974)

Financial market regulatory reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first and second sessions.
Published: (1989)

Pecora Hearings, the Class-Steagall Act, and the Securities and Exchange Commission : A Selected Bibliography.
Published: (1987)

Stock market reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 1609, a bill to amend the Securities Exchange Act of 1934 to provide additional authorities to prevent disruptions to the Nation's securities markets, July 27, September 28, October 25, and November 9, 1989.
Published: (1990)

National market system : five year status report : report together with separate views /
Published: (1980)

Securities Reform Act of 1975.
Published: (1975)

Eighteenth Annual Report of the Securities and Exchange Commission, fiscal year ended June 30, 1952.
Published: (1953)

23rd Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1957.
Published: (1958)

22nd Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1956.
Published: (1957)

Securities Processing Act.
Published: (1972)

[28th annual report of Securities and Exchange Commission, fiscal year 1962].

Securities and Exchange Commission 34th Annual Report.
Published: (1969)

21st Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1955.
Published: (1956)

Securities Processing Act of 1973.
Published: (1973)

Improved National Securities Transfer System.
Published: (1972)

SEC approves bitcoin exchange-traded products (ETPS) /
by: Su, Eva
Published: (2024)

Regulation NMS and developments in market structures : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the national market system and developments in market structure, focusing on proposals to modernize the national market system to improve the regulatory structure of U.S. equity markets, July 21 and 22, 2004.
Published: (2006)

Regulation NMS and developments in market structures : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the national market system and developments in market structure, focusing on proposals to modernize the national market system to improve the regulatory structure of U.S. equity markets, July 21 and 22, 2004.
Published: (2006)

Trading suspensions! : when the SEC suspends trading in a stock /
Published: (2009)

The SEC/CFTC jurisdiction and margin : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, on regulatory fragmentation and related issues in the securities and futures markets, March 29, July 11, 12, and 24, 1990.
Published: (1991)

Securities Acts Amendments of 1974.
Published: (1974)

Nineteenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1953.
Published: (1954)

The Microstructure of securities markets /
Published: (1986)

Public ownership of U.S. stock markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session on the benefits, challenges, and other issues involved with the transformation of U.S. stock markets into for-profit corporations, September 28, 1999.
Published: (2001)

The Securities and Exchange Commission (SEC) : background, issues, bibliography /
Published: (2003)

Audit of the representation of minorities and women in SEC's workforce /
Published: (2014)

Investor Protection. hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Eighty-Eighth Congress, first session, on Apr. 3, Nov. 19-21, 1963.
Published: (1963)