Disposition of records by the securities and Exchange Commission.

An introduction to the Securities and Exchange Commission /
by: Pointer, Larry Gene
Published: (1986)

Securities and Exchange Commission : human capital challenges require management attention.
Published: (2001)

U.S. Securities and Exchange Commission.

Reauthorizations for the Securities and Exchange Commission, 1986-88 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, first session, on S. 919, to amend the Securities Exchange Act of 1934 to authorize ... April 17, 1985.
Published: (1985)

Securities and Exchange Commission : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.
by: Wannisky, Kathleen E.
Published: (2001)

Securities and Exchange Commission 34th Annual Report.
Published: (1969)

Oversight of the U.S. Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, June 21, 2018.
Published: (2018)

Report of the Securities and Exchange Commission on Proposals for Amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934.
Published: (1941)

Securities and Exchange Commission : preliminary observations on SEC's spending and strategic planning : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Subcommittee on Government Efficiency and Financial Management, Committee on Government Reform, House of Respresentatives /
by: Hillman, Richard J.
Published: (2003)

Clarifying the Jurisdiction of the Securities and Exchange Commission and the Definition of Security.
Published: (1982)

The Securities and Exchange Commission /
by: Lamden, Charles William
Published: (1978)

Clarifying the Jurisdiction of the Securities and Exchange Commission and the Definition of Security.
Published: (1982)

Securities and Exchange Commission : strengthening the Commission's requirements regarding auditor independence.
by: Wannisky, Kathleen E.
Published: (2003)

Management and structural reforms at the Securities and Exchange Commission : a progress report : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... November 16, 2011.
Published: (2013)

Oversight of the Securities and Exchange Commission : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on receiving updates from the Chairman of the Securities and Exchange Commission regarding the agency's work and agenda, December 10, 2019.
Published: (2022)

Study of the Securities and Exchange Commission.
Published: (1952)

The Work of the Securities and Exchange Commission.

Securities and Exchange Commission : A Chronological Bibliography, 1962-1968.
Published: (1969)

Fifteenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1949.
Published: (1950)

Sixteenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1950.
Published: (1951)

Seventeenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1951.
Published: (1952)

Securities and Exchange Commission : continued management attention would strengthen internal supervisory controls : report to congressional committees.
Published: (2013)

Authorizing Appropriations for the Securities and Exchange Commission for FY78.
Published: (1977)

Securities and Exchange Commission Human Capital Survey.
Published: (2004)

[28th annual report of Securities and Exchange Commission, fiscal year 1962].

Securities and Exchange Commission : Review of FY2003 and 2004 Budget Allocations /
Published: (2004)

Study of Securities and Exchange Commission. hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Securities and Exchange Commission, Eighty-Second Congress, second session, on Jan. 9-11, 29, 30, Feb. 5, 6, 12-14, 19-21, 26-28, Mar. 10, 18, 19, 24, 27, 28, 1952.
Published: (1952)

Pecora Hearings, the Class-Steagall Act, and the Securities and Exchange Commission : A Selected Bibliography.
Published: (1987)

Study of Securities and Exchange Commission. hearings before the United States House Committee on Interstate and Foreign Commerce, Eighty-Second Congress, second session, on May 20, 21, 1952.
Published: (1952)

Securities and Exchange Commission 1970 for the FY ended June 30th.
Published: (1970)

U.S. Securities and Exchange Commission : building project management and related budget planning.
by: Franzel, Jeanette M.
Published: (2005)

U.S. Securities and Exchange Commission : building project management and related budget planning.
by: Franzel, Jeanette M.
Published: (2005)

Securities and Exchange Commission Authorization of Appropriations.
Published: (1985)

Authorizing Appropriations for the Securities and Exchange Commission.
Published: (1978)

Securities and Exchange Commission : improving personnel management is critical for agency's effectiveness : report to congressional committees.
Published: (2013)

Additional copies of report of Commission on International Exchange.
Published: (1904)