Investment Company Amendments Act of 1970.

An economic analysis of the cost and benefits of S.E.C. rule 12b-1 /
by: Trzcinka, Charles A.
Published: (1990)

Investment Company Act Amendment.
Published: (1971)

A study of mutual funds.
Published: (1962)

Mutual funds : SEC should modify proposed regulations to address some pension plan concerns : report to the Subcommittee on Oversight, Committee on Ways and Means, House of Representatives.
Published: (2004)

Mutual fund industry : SEC's revised examination approach offers potential benefits, but significant oversight challenges remain : report to congressional requesters.
Published: (2005)

Mutual fund industry : SEC's revised examination approach offers potential benefits, but significant oversight challenges remain : report to congressional requesters /
Published: (2005)

Audits of investment companies /
Published: (1973)

Amending Investment Company Act of 1940.
Published: (1971)

Mutual fund trading abuses : lessons can be learned from SEC not having detected violations at an earlier stage : report to the Committee on the Judiciary, House of Representatives.
Published: (2005)

SEC mutual fund oversight : positive actions are being taken, but regulatory challenges remain : testimony before the Subcommittee on Commercial and Administrative Law, Committee on the Judiciary, House of Representatives /
by: Hillman, Richard J.
Published: (2005)

Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to congressional requesters.
Published: (2005)

The investment company and the investor.
by: Weissman, Rudolph L. (Rudolph Leo), 1900-
Published: (1951)

Investment companies.
Published: (1992)

SEC's report provides useful information on mutual fund fees and recommends improved fee disclosure /
Published: (2001)

Securities and Exchange Commission : disclosure of mutual fund after-tax returns.
by: Wannisky, Kathleen E.
Published: (2001)

The story of investment companies /
by: Bullock, Hugh
Published: (1959)

Certain Regulated Investment Companies.
Published: (1970)

Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005.
Published: (2005)

Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005.
Published: (2005)

Investment companies.
Published: (1944)

Mutual funds and exchange-traded funds : building blocks to wealth /
Published: (2015)

Investment company act amendment : hearing, Ninety-second Congress, first session, on H.R. 9758 and S. 2216 ... October 21, 1971.
Published: (1971)

Searching for alpha : the quest for exceptional investment performance /
by: Warwick, Ben
Published: (2000)

Investment Company Amendments Act of 1970.
Published: (1970)

Audits of investment companies, with conforming changes as of ...
Published: (1992)

Mutual funds : additional disclosures could increase transparency of fees and other practices /
by: Hillman, Richard J.
Published: (2004)

Mutual funds : additional disclosures could increase transparency of fees and other practices /
by: Hillman, Richard J.
Published: (2003)

Mutual funds : assessment of regulatory reforms to improve the management and sale of mutual funds /
by: Walker, David M. (David Michael), 1951-
Published: (2004)

SEC operations : oversight of mutual fund industry presents management challenges /
by: Hillman, Richard J.
Published: (2004)

Personal investment activities of investment company personnel : report of the Division of Investment Management, United States Securities and Exchange Commission.
Published: (1994)

Investment Company Act Amendments of 1967. hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Ninetieth Congress, first session, on Oct. 10-13, 1967.
Published: (1967)

Review of current investigations and regulatory actions regarding the mutual fund industry : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first and second session, on investigations and regulatory actions regarding the mutual fund industry and investors' protection, November 18, 20, 2003, February 25, 26, March 2, 10, 23, 31, and April 8, 2004.
Published: (2004)

Review of current investigations and regulatory actions regarding the mutual fund industry : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first and second session, on investigations and regulatory actions regarding the mutual fund industry and investors' protection, November 18, 20, 2003, February 25, 26, March 2, 10, 23, 31, and April 8, 2004.
Published: (2004)

Mutual fund and investment company performance in the fifties.
by: Mead, Stuart B.
Published: (1961)

Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010.
Published: (2011)

Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010.
Published: (2011)