Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011.

Bibliographic Details
Corporate Author:	United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Format:	Government Document eBook
Language:	English
Published:	Washington : U.S. G.P.O., 2012.
Subjects:	Stockbrokers > Legal status, laws, etc. > United States. Investment advisors > Legal status, laws, etc. > United States. United States. > Securities and Exchange Commission.
Online Access:	https://purl.fdlp.gov/GPO/gpo23509

Description
Item Description:	Title from title screen (viewed on June 1, 2012). Paper version available for sale by the Supt. of Docs., U.S. G.P.O. "Serial number 112-58." Electronic resource.
Physical Description:	1 online resource (vi, 569 pages) : illustrations
Bibliography:	Includes bibliographical references.