Trade execution : rules your brokerage firm must follow /

Amendments to Securities Exchange Act of 1934.
Published: (1936)

Amendments to Securities Exchange Act of 1934.
Published: (1936)

Public Company Registration Threshold Act : report together with minority views (to accompany H.R. 5051) (including cost estimate of the Congressional Budget Office).
Published: (2018)

Legislative history of securities acts amendments of 1975 /
Published: (1975)

Review of the SEC's Section 13(f) reporting requirements.
Published: (2010)

Illustrations of the summary of operations and related management discussion and analysis : a survey of the application of rules 14a-3 and 14c-3 of the Securities exchange act of 1934 in annual reports to shareholders /
by: Goodman, Hortense
Published: (1975)

Protection of Source Code Act : report together with minority views (to accompany H.R. 3948) (including cost estimate of the Congressional Budget Office).
Published: (2018)

Securities and Exchange Act of 1934. Communication from the President of the United States transmitting a supplemental estimate of appropriation in the sum of $300,000, for the purpose of carrying into effect the provisions of the Securities and Exchange Act of 1934.
Published: (1934)

Exchange Regulatory Improvement Act : report (to accompany H.R. 3555) (including cost estimate of the Congressional Budget Office).
Published: (2018)

ESG Disclosure Simplification Act of 2021 : report together with minority views (to accompany H.R. 1187) (including cost estimate of the Congressional Budget Office).
Published: (2021)

Interval funds /
Published: (2007)

Access to Capital Creates Economic Strength and Supports Rural America Act : report together with minority views (to accompany H.R. 6745) (including cost estimate of the Congressional Budget Office).
Published: (2018)

Enhancing Multi-class Share Disclosures Act : report (to accompany H.R. 6322) (including cost estimate of the Congressional Budget Office).
Published: (2018)

SEC Disclosure Effectiveness Testing Act : report together with minority views (to accompany H.R. 1815) (including cost estimate of the Congressional Budget Office).
Published: (2019)

On-line trading : investor protections have improved but continued attention is needed : report to Congressional requesters /
Published: (2001)

Securities and Exchange Commission : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.
by: Wannisky, Kathleen E.
Published: (2001)

Protecting Advice for Small Savers Act of 2017 : report together with minority views (to accompany H.R. 3857) (including cost estimate of the Congressional Budget Office).
Published: (2018)

Trading places : markets for investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session ... March 22, 2000.
Published: (2000)

Trading in the zone : maximizing performance with focus and discipline /
by: Kiev, Ari
Published: (2001)

Commodity Futures Trading Commission Act of 1974.
Published: (1974)

Electronic vs. floor based trading /
Published: (2006)

Computerized trading venues : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... December 18, 2012.
Published: (2013)

Execution quality statistics : how to find information on order execution and routing practices /
Published: (2009)

Compilation of releases under securities exchange act of 1934, to and including Dec. 31, 1935.
Published: (1936)

The impact and effectiveness of the small order execution system : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, second session, August 3, 1998.
Published: (1998)

Day trading /
Published: (2008)

Expanding Access to Capital for Rural Job Creators Act : report (to accompany H.R. 4281) (including cost estimate of the Congressional Budget Office).
Published: (2018)

Guide to broker-dealer registration /
Published: (2008)

Computerized trading : what should the rules of the road be? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... September 20, 2012.
Published: (2013)

Day trading : your dollars at risk /
Published: (2005)

Trade execution : what every investor should know /
Published: (2004)

High frequency trading's impact on the economy : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Thirteenth Congress, second session, on examining the value, benefits, risks, burdens, and concerns high frequency trading creates for the economy and the marketplace, June 18, 2014.
Published: (2014)

SEC and insider trading : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, December 11, 1986.
Published: (1987)

Chasing the same signals : how black-box trading influences stock markets from Wall Street to Shanghai /
by: Brown, Brian R.
Published: (2010)

Commodity Exchange Act : issues related to the regulation of electronic trading systems : report to Congressional requesters /
Published: (2000)

To Amend the Securities Exchange Act of 1934 to Specify Certain Registration Statement Contents for Emerging Growth Companies, to Permit Issuers to File Draft Registration Statements with the Securities And Exchange Commission for Confidential Review, and for Other Purposes : report (to accompany H.R. 2610) (including cost estimate of the Congressional Budget Office).
Published: (2023)