Trading suspensions! : when the SEC suspends trading in a stock /

SEC and insider trading : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, December 11, 1986.
Published: (1987)

[28th annual report of Securities and Exchange Commission, fiscal year 1962].

23rd Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1957.
Published: (1958)

Securities Processing Act.
Published: (1972)

22nd Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1956.
Published: (1957)

21st Annual Report of the Securities and Exchange Commission fiscal year ended June 30, 1955.
Published: (1956)

Securities and Exchange Commission 34th Annual Report.
Published: (1969)

Improved National Securities Transfer System.
Published: (1972)

Securities Processing Act of 1973.
Published: (1973)

Pecora Hearings, the Class-Steagall Act, and the Securities and Exchange Commission : A Selected Bibliography.
Published: (1987)

Trading in Unlisted Securities upon Exchanges. hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Mar. 12, 1936.
Published: (1936)

Trading in Unlisted Securities upon Exchanges. hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Feb. 11, 1936.
Published: (1936)

Trading in Unlisted Securities upon Exchanges. hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Feb. 25, 26, 1936.
Published: (1936)

Securities Reform Act of 1975.
Published: (1975)

Eighteenth Annual Report of the Securities and Exchange Commission, fiscal year ended June 30, 1952.
Published: (1953)

SEC news digest.

SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009.
Published: (2009)

SEC approves bitcoin exchange-traded products (ETPS) /
by: Su, Eva
Published: (2024)

Nineteenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1953.
Published: (1954)

Securities Acts Amendments of 1974.
Published: (1974)

Stock market reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 1609, a bill to amend the Securities Exchange Act of 1934 to provide additional authorities to prevent disruptions to the Nation's securities markets, July 27, September 28, October 25, and November 9, 1989.
Published: (1990)

Equity market structure : a review of SEC regulation NMS : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, second session, February 28th, 2014.
Published: (2014)

Financial market regulatory reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first and second sessions.
Published: (1989)

SEC institutional investor study extension : hearing, Ninety-first congress, second session, on H.J. Res. 1247 ... July 27, 1970.
Published: (1970)

The SEC and the future of finance /
by: Seligman, Joel
Published: (1985)

Fifteenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1949.
Published: (1950)

Seventeenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1951.
Published: (1952)

Sixteenth Annual Report of the Securities and Exchange Commission. Fiscal year ended June 30, 1950.
Published: (1951)

Information systems : opportunities exist to strengthen SEC's oversight of capacity and security.
Published: (2001)

National market system : five year status report : report together with separate views /
Published: (1980)

The new Wall Street /
by: Weissman, Rudolph L. (Rudolph Leo), 1900-
Published: (1975)

Payment for order flow : the SEC proposes reforms.
by: Shorter, Gary W.
Published: (2023)

Multiple option listing : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, October 5, 1989.
Published: (1990)

Oversight of the Securities and Exchange Commission and the securities industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the proper roles of government and of self-regulation in light of the shift in policy focus of the SEC in the past few years, February 24, 1987.
Published: (1987)

Get the facts : the SEC's roadmap to saving and investing /
Published: (2007)

Competition and transparency in the financial marketplace of the future : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the impact of globalization, innovation, and technology on competition in the U.S. securities markets, April 26, 2000.
Published: (2001)