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Securities regulation : cases and materials /

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Bibliographic Details
Main Author: Cox, James D., 1943-
Other Authors: Hillman, Robert W. (Robert William), 1949-, Langevoort, Donald C.
Format: Book
Language:English
Published: New York : Aspen Publishers, [2009]
Edition:6th ed.
Subjects:
Securities > United States > Cases.
Table of Contents:
  • The framework of securities regulation
  • The definition of a security
  • Markets and their efficiency
  • The public offering
  • Exempt transactions
  • Secondary distributions
  • Recapitalizations, reorganizations, and acquisitions
  • Exempt securities
  • Liability under the securities act
  • Financial reporting: mechanisms, duties, and culture
  • Inquiries into the materiality of information
  • Fraud in connection with the purchase or sale of a security
  • The enforcement of the securities laws
  • The regulation of insider trading
  • Shareholder voting and going-private transactions
  • Corporate takeovers
  • Regulation of the securities markets and broker-dealers
  • The investment advisers and investment company acts of 1940
  • Transnational fraud and the reach of U.S. securities laws.