Examining enforcement of criminal insider trading and hedge fund activity : hearing before the Committee on the Judiciary, United States Senate, One Hundred Ninth Congress, second session, Tuesday, December 5, 2006.

Hedge funds : regulators and market participants are taking steps to strengthen market discipline, but continued attention is needed : report to congressional requesters.
Published: (2008)

Insider trading : economics, politics, and policy /
by: Macey, Jonathan R.
Published: (1991)

Regulation of hedge funds : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session ... Tuesday, July 25, 2006.
Published: (2009)

The hedge fund fraud casebook /
by: Johnson, Bruce, 1947 February 4-
Published: (2010)

The hedge fund fraud casebook /
by: Johnson, Bruce, 1947 February 4-
Published: (2010)

Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... May 7, 2009.
Published: (2009)

Hedge funds : background and policy issues /
by: Su, Eva
Published: (2023)

Regulation of the hedge fund industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the hedge fund industry, focusing on a proposed regulation that would address violations of the federal securities laws, including fraudulent activity, by hedge funds, July 15, 2004.
Published: (2006)

Hedge funds : risks and regulation /
Published: (2004)

Insider trading /
by: Sykes, Jay B.
Published: (2021)

Hedge funds and independent analysts : how independent are their relationships? : hearing before the Committee on the Judiciary, United States Senate, One Hundred Ninth Congress, second session, June 28, 2006.
Published: (2006)

Insider trading and Congressional accountability : hearing before the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Twelfth Congress, first session, December 1, 2011.
Published: (2012)

Mutual funds : assessment of regulatory reforms to improve the management and sale of mutual funds /
by: Walker, David M. (David Michael), 1951-
Published: (2004)

Hedge Funds : regulation and nonregulation /
Published: (2009)

Expanding Investment in Small Businesses Act : report (to accompany H.R. 6319) (including cost estimate of the Congressional Budget Office).
Published: (2018)

Environmental, social, and governance funds : SEC proposed names rule reform /
by: Shorter, Gary W.
Published: (2022)

Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to congressional requesters.
Published: (2005)

Equity hedging : OCC needs to establish policy on publishing interpretive decisions /
Published: (2001)

Regulation of hedge funds : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on the increased scrutiny of these lightly-regulated funds and the lack of reporting requirements, audits, and inspections, Tuesday, July 25, 2006.
Published: (2009)

Insider trading : it's not worth the risk /
Published: (2015)

The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 ... February 1 and 8, 1990.
Published: (1990)

Hedge funds are using consultants less /
Published: (2013)

SEC enforcement : more actions needed to improve oversight of disgorgement collections.
Published: (2002)

Implementing derivatives reform : reducing systemic risk and improving market oversight : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the implementation of the new derivatives rules and responsibilities of the CFTC and SEC as mandated under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, May 22, 2012.
Published: (2013)

The Insider Trading Sanctions Act of 1983 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, second session, on H.R. 559 ... April 3, 1984.
Published: (1984)

The law and finance of corporate insider trading : theory and evidence /
by: Arshadi, Nasser
Published: (1993)

Hedge fund governance : evaluating oversight, independence, and conflicts /
by: Scharfman, Jason
Published: (2015)

Insider trading and securities fraud : a legislative history of the Insider Trading and Securities Fraud Enforcement Act of 1988, pub. law no. 100-704 with related materials on corporate takeovers /
by: Reams, Bernard D., Jr., 1943-
Published: (1989)

Guide to insider reporting under section 16(a) /
by: Hamilton, James, 1938-
Published: (1996)

Securities and commodities enforcement : criminal prosecutions and civil injunctions /
by: Friedman, Howard M.
Published: (1981)

A review of self-regulatory organizations in the securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on the examination of self-regulatory organizations in the securities markets, focusing on strengths and weaknesses of the current system, conflicts of interest, and eliminating excessive market data fees, March 9, 2006.
Published: (2007)

Expanding Investment Opportunities Act : report (to accompany H.R. 4279) (including cost estimate of the Congressional Budget Office).
Published: (2018)

Environmental, social and governance funds : SEC-proposed disclosure reform /
by: Shorter, Gary W.
Published: (2022)

The Insider Trading Proscriptions Act of 1987 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, first session, on S. 1380 ... December 15, 1987.
Published: (1988)

Insider reporting and liability under Section 16 of the Securities Exchange Act of 1934 /
by: Romeo, Peter J.

Mutual funds : SEC should modify proposed regulations to address some pension plan concerns : report to the Subcommittee on Oversight, Committee on Ways and Means, House of Representatives.
Published: (2004)