Cover Image

Financial services : authorization, supervision, and enforcement : a litigator's guide /

Bibliographic Details
Main Author: Russen, Jonathan
Format: Book
Language:English
Published: Oxford ; New York : Oxford University Press, 2006.
Subjects:
Financial services industry > Law and legislation > Great Britain.
Financial Services Authority (Great Britain) > Rules and practice.
Financial services industry > Great Britain > State supervision.
Online Access:Table of contents
Table of Contents:
  • Regulation through authorisation, requirement, and approval
  • Mainstream and regulatory offences
  • The FSA's powers of investigation
  • Criminal prosecutions by the FSA
  • Civil liability and the remedies and sanctions available to the FSA and investors
  • Market abuse
  • The FSA's control of money laundering
  • Restrictions upon financial promotions
  • Practice and procedure
  • Independent challenges to the FSA's actions
  • The financial ombudsman service.