Financial services : authorization, supervision, and enforcement : a litigator's guide /

Bibliographic Details
Main Author: Russen, Jonathan
Format: Book
Language:English
Published: Oxford ; New York : Oxford University Press, 2006.
Subjects:
Online Access:Table of contents

MARC

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245 1 0 |a Financial services :  |b authorization, supervision, and enforcement : a litigator's guide /  |c Jonathan Russen. 
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300 |a xli, 390 pages ;  |c 26 cm. 
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504 |a Includes bibliographical references and index. 
505 0 |a Regulation through authorisation, requirement, and approval -- Mainstream and regulatory offences -- The FSA's powers of investigation -- Criminal prosecutions by the FSA -- Civil liability and the remedies and sanctions available to the FSA and investors -- Market abuse -- The FSA's control of money laundering -- Restrictions upon financial promotions -- Practice and procedure -- Independent challenges to the FSA's actions -- The financial ombudsman service. 
650 0 |a Financial services industry  |x Law and legislation  |z Great Britain. 
610 2 0 |a Financial Services Authority (Great Britain)  |x Rules and practice. 
650 0 |a Financial services industry  |z Great Britain  |x State supervision. 
856 4 1 |3 Table of contents  |u http://www.loc.gov/catdir/toc/ecip0611/2006010330.html  |t 0 
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