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Implementing financial regulation : theory and practice /

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Bibliographic Details
Main Author: Gray, Joanna, L. L .B
Other Authors: Hamilton, Jenny, 1957-
Format: Book
Language:English
Published: Chichester, England ; Hoboken, NJ : John Wiley & Sons, [2006]
Series:Wiley finance series.
Subjects:
Financial services industry > Law and legislation > Great Britain.
Financial services industry > Great Britain > State supervision.
Financial services industry > Great Britain.
Online Access:Table of contents
Table of Contents:
  • Regulation in context
  • Aligning risk and regulation : FSA's risk-based operating framework
  • Regulation within the regulated firm : legislation and rules
  • Senior management regulation : evidence and practice since N2
  • The wider regulatory and legal context for senior management
  • Regulation and the emergence of the financial citizen
  • An illustrated critique of meta regulation and concluding comments.