Cover Image

The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.

Bibliographic Details
Corporate Author:	United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Format:	Government Document Book
Language:	English
Published:	Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Series:	S. hrg. ; 108-884
Subjects:	United States. > Securities and Exchange Commission. Financial services industry > Corrupt practices > United States > States > Prevention. Investment advisors > Legal status, laws, etc. > United States > States. Mutual funds > Corrupt practices > United States > States > Prevention. Securities fraud > United States > States > Prevention. Consumer protection > United States > States. Consommateurs > Protection > États-Unis > États. Consumer protection > U.S. states. Investment advisors > Legal status, laws, etc. > U.S. states. United States.
Online Access:	https://purl.fdlp.gov/GPO/LPS68020

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