Cover Image

The merger of the SEC and the CFTC : a pro/con analysis /

Bibliographic Details
Main Author:	Jickling, Mark
Corporate Author:	Library of Congress. Congressional Research Service
Format:	Microform Book
Language:	English
Published:	[Washington, D.C.] : Congressional Research Service, Library of Congress, [1990]
Series:	Major studies and issue briefs of the Congressional Research Service. Supplement ; 1990, reel 12, fr. 0354.
Subjects:	United States. > Securities and Exchange Commission. United States. > Commodity Futures Trading Commission.

Similar Items

Merging the CFTC and the SEC? /
by: Jickling, Mark
Published: (1995)

SEC/CFTC jurisdictional issues and oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance and the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, second session, on H.R. 5447 ... H.R. 5515 ... H.R. 6156 ...
Published: (1982)

Leverage contracts /
by: Jickling, Mark
Published: (1985)

SEC/CFTC jurisdictional issues : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 4477, a bill to combine the functions of the Commodity Futures Trading Commission and the Securities and Exchange Commission ... May 3 and 24, 1990.
Published: (1990)

The CFTC glossary : a layman's guide to the language of the futures industry.
Published: (1997)

Commodity Futures Trading Commission reauthorization in 1982 and 1986 : major issues in futures regulations /
by: Jickling, Mark
Published: (1989)

SEC and CFTC penalties : continued progress made in collection efforts, but greater SEC management attention is needed : report to Congressional Requesters /
Published: (2005)

SEC and CFTC penalities : continued progress made in collection efforts, but greater SEC management attention is needed : report to congressional requesters.
Published: (2005)

SEC and CFTC : most fines collected, but improvements needed in the use of Treasury's collection service.
Published: (2001)

CFTC Reauthorization Act of 1995.
Published: (1995)

The SEC/CFTC jurisdiction and margin : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, on regulatory fragmentation and related issues in the securities and futures markets, March 29, July 11, 12, and 24, 1990.
Published: (1991)

CFTC regulatory authority review : hearings before the Subcommittee on Conservation and Credit of the Committee on Agriculture, House of Representatives, Ninety-sixth Congress, second session, February 12, May 21, 22, and 29, 1980.
Published: (1980)

CFTC reauthorization : hearings before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-seventh Congress, second session, on H.R. 5447, February 23, 24, and 25, 1982.
Published: (1982)

CFTC Reauthorization Act of 2019 : report (to accompany H.R. 4895) (including cost estimate of the Congressional Budget Office).
Published: (2019)

CFTC report entitled "A new regulatory framework" : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, Subcommittee on Research, Nutrition and General Legislation, One Hundred Sixth Congress, second session on CFTC report entitled "A new regulatory framework", March 20, 2000.
Published: (2001)

CFTC report entitled "A new regulatory framework" : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, Subcommittee on Research, Nutrition and General Legislation, One Hundred Sixth Congress, second session on CFTC report entitled "A new regulatory framework", March 20, 2000.
Published: (2001)

The state of the derivatives market and perspectives for CFTC reauthorization : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Sixteenth Congress, first session, June 25, 2019.
Published: (2020)

Jurisdictional issues in S. 207, the CFTC reauthorization : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session on Title III of the Futures Trading Act of 1991, concerning the appropriate regulatory scheme on financial instruments having elements of commodity futures, securities, banking and insurance products, April 16, 1991.
Published: (1991)

CFTC regulation and oversight of derivatives : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Seventh Congress, second session, July 10, 2002.
Published: (2003)

CFTC regulation and oversight of derivatives : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Seventh Congress, second session, July 10, 2002.
Published: (2003)

State of the CFTC : examining pending rules, cryptocurrency regulation, and cross-border agreements : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Fifteenth Congress, second session, February 15, 2018.
Published: (2019)

Securities--commodities accord amendments of 1982 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, second session on S. 2260 ... March 31, 1982.
Published: (1982)

Extension of the Effective Date of the Commodity Futures Trading Commission Act.
Published: (1975)

Commodity Futures Trading Commission Act Extension.
Published: (1975)

The Future of the CFTC : Market Perspectives.
Published: (2013)

The application for contract market designation of the U.S. Future Exchange, LLC, before the Commodity Futures Trading Commission : hearing before Committee on Agriculture, House of Representatives, One Hundred Eighth Congress, first session, November 6, 2003.
Published: (2003)

The application for contract market designation of the U.S. Future Exchange, LLC, before the Commodity Futures Trading Commission : hearing before Committee on Agriculture, House of Representatives, One Hundred Eighth Congress, first session, November 6, 2003.
Published: (2003)

Issues related to the jurisdiction of the Commodity Futures Trading Commission and the Securities and Exchange Commission : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred First Congress, second session ... May 8, 1990.
Published: (1990)

Examining the CFTC's Proposed Rule : Regulation Automated Trading.
Published: (2016)

The future of the CFTC : market perspectives : hearing before the Committee on Agriculture, House of Representatives, One Hundred Thirteenth Congress, first session, May 21, 2013.
Published: (2013)

Futures and options : what you should know before you trade.
Published: (1997)

CFTC AND SEC : A Comparison of Regulatory Authorities.
Published: (1979)

The future of the CFTC : commission perspectives : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Thirteenth Congress, first session, July 23, 2013.
Published: (2013)

The future of CFTC : perspectives on customer protections : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Thirteenth Congress, first session, October 2, 2013.
Published: (2014)

The future of the CFTC : end-user perspectives : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Thirteenth Congress, first session, July 24, 2013.
Published: (2013)

Review of the Commodity Futures Trading Commission : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-eighth Congress, second session, February 8, 1984.
Published: (1984)

Futures industry investigation : briefings before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, U.S. House of Representatives : April 18, 1989, regulatory structure and registration system; May 24, 1989, audit trail reviews; June 21, 1989, sales practices; June 28, 1989, trade practices.
Published: (1989)

Commodity exchange oversight : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Fourth Congress, second session ... May 15, 1996.
Published: (1997)

Oversight hearing on the Commodity Futures Trading Commission : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundredth Congress, first session ... July 15, 1987.
Published: (1988)

Reform of the Commodity Exchange Act, and provisions of the Commodity Exchange Act Amendments of 1997 : additional views on hearings before the Subcommittee on Risk Management and Specialty Crops of the Committee on Agriculture, House of Representatives, April 15, 16, 17, 1997.
Published: (1997)