http://www.loc.gov/mods/v3 http://www.loc.gov/standards/mods/v3/mods-3-2.xsd
Audits of brokers or dealers in securities by independent certified public accountants
issued by the Committee on Auditing Procedure.
Audits of brokers and dealers in securities
American Institute of Certified Public Accountants. Committee on Stockbrokerage Auditing.