Dynamic planning and management in the securities industry : staying competitive in a changing market place /

Careers in asset management and retail brokerage.
Published: (2002)

Out of the pits : traders and technology from Chicago to London /
by: Zaloom, Caitlin
Published: (2006)

MarketPsych : how to manage fear and build your investor identity /
by: Peterson, Richard L., 1972-
Published: (2010)

Noise : living and trading in electronic finance /
by: Preda, Alex, 1960-
Published: (2017)

Management on Wall Street : making securities firms work /
by: Rappaport, Stephen P.
Published: (1988)

Securities industry yearbook.
Published: (1980)

Financial market operations management /
by: Dickinson, Keith
Published: (2015)

Securities markets : competition and multiple regulators heighten concerns about self-regulation.
Published: (2002)

Audits of brokers and dealers in securities /
Published: (1973)

Activity on over-the-counter markets.
by: Friend, Irwin
Published: (1951)

Regulation of securities markets : an examination of the effects of increased competition /
by: Stoll, Hans R.
Published: (1979)

A primer on brokerage operations.
Published: (1973)

Study of the Dealer Market for Federal Government Securities.
Published: (1960)

Securities Investor Protection Act Amendments of 1977.
Published: (1977)

Margin regulations and practices /
by: Rittereiser, Robert P.
Published: (1977)

Robo-advisors in management /
Published: (2024)

Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to section 11 (e) of the Securities Exchange Act of 1934 : Washington, D.C. June 20, 1936.
Published: (1936)

The money culture /
by: Lewis, Michael (Michael M.)
Published: (1991)

Brokers and dealers in securities.
Published: (1997)

Supplementary Report of the Securities and Exchange Commission on S. 2054 (84th Congress).
Published: (1957)

Audits of brokers and dealers in securities /
Published: (1985)

The Successful sales assistant's handbook.
Published: (1987)

Accounting guide : brokers and dealers in securities, September 1, 2018.
Published: (2018)

Positioning of securities on over-the-counter markets.
by: Winn, Willis Jay
Published: (1951)

Legal Analysis of the Government Securities Act of 1986 and Its Application to Broker/Dealers Convicted of Insider Trading Violations.
Published: (1987)

Traders : risks, decisions and management in financial markets /
Published: (2005)

Standard & Poor's security dealers of North America.

Audits of brokers or dealers in securities by independent certified public accountants /
Published: (1956)

The equity manager search : strategies and techniques for plan sponsors /
by: Davenport, David A.
Published: (1990)

Securities Paperwork Reduction Resolution.
Published: (1974)

Securities broker-dealers : customer suitability requirements imposed by self-regulatory organizations /
by: Seitzinger, Michael V.
Published: (1990)

G2 : building the next generation /
by: Palaveev, Philip, 1973-
Published: (2017)

Undiversified : the big gender short in investment management /
by: Carr, Ellen (Portfolio manager), et al.
Published: (2021)

Tax Gap : Proposals in the 110th Congress to Require Brokers to Report Basis on Publicly Traded Securities.
Published: (2008)

Tax Gap : Proposals in the 110th Congress to Require Brokers to Report Basis on Publicly Traded Securities.
Published: (2008)

Tax Gap : Proposals in the 110th Congress to Require Brokers to Report Basis on Publicly Traded Securities.
Published: (2008)