http://www.loc.gov/mods/v3 http://www.loc.gov/standards/mods/v3/mods-3-2.xsd
Audits of brokers and dealers in securities
Audits of brokers and dealers in securities, with conforming changes as of
American Institute of Certified Public Accountants
prepared by the Stockbrokerage Auditing Subcommittee.
"Presents recommendations of the AICPA Stockbrokerage Auditing Subcommittee."
Occasionally amended by relevant Statement of position; issues for 1989- include reprint of recent Statement(s).
Updated by: Securities industry developments.
American Institute of Certified Public Accountants. Committee on Stockbrokerage Auditing.
American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee.