A treatise on the law of stock-brokers and stock-exchanges.

Rules of the road for registered representatives : a guide to securities compliance /
by: Keyes, Thomas R.
Published: (1991)

The New York Stock Exchange.
Published: (1975)

Economic effects of negotiated commission rates on the brokerage industry, the market for corporate securities, and the investing public.
Published: (1968)

Conflicts of interest : broker-dealer firms : report to the Twentieth Century Fund Steering Committee on Conflicts of Interest in the Securities Markets /
by: Mayer, Martin, 1928-
Published: (1975)

Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to section 11 (e) of the Securities Exchange Act of 1934 : Washington, D.C. June 20, 1936.
Published: (1936)

Abuse on Wall Street : conflicts of interest in the securities markets : report to the Twentieth Century Fund Steering Committee on Conflicts of Interest in the Securities Markets.
Published: (1980)

Sex and money : behind the scenes with the big-time brokers /
by: Spooner, John D.
Published: (1985)

It must be acknowledged, that an act to prevent stock-jobbing is highly necessary : but if it be well considered, it will appear that the stock-jobbers will be the only gainers by this bill ...
Published: (1697)

Stockbroker supervision : managing stockbrokers and surviving sanctions /
by: Ferrara, Ralph C.
Published: (1989)

Reasons humbly offered against a clause in the bill for regulating brokers, &c. for making void all contracts and agreements already made concerning bank-notes, bank-stock, and all other joynt-stocks.
Published: (1697)

Capital games : a guide to stockbrokers' fraud against the small investor /
by: Goldberg, Stuart Charles
Published: (1978)

The Wall Street gang /
by: Ney, Richard
Published: (1974)

Essais sur les abus de l'agiotage, les moyens d'y obvier et les principes de bonne foi commerciale /
by: Trioen, L. F. B. (Louis François Bernard), 1801-1846
Published: (1834)

The law of foreign exchange /
by: Bhala, Raj
Published: (1997)

The law relating to transactions on the stock exchange /
by: Keyser, Henry
Published: (1850)

Stock exchange commission rates : hearings, Ninety-second Congress, second session, on S. 3169 . /
Published: (1972)

SEC oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985; SEC oversight, March 5, 1986.
Published: (1986)

New York Stock Exchange : Governance and Market Reform.
Published: (2003)

Regulation of the Stock Exchange : hearings before the United States Senate Committee on Banking and Currency, Sixty-Third Congress, second session, on Feb. 4-7, 11, 12, Mar. 10, 1914.
Published: (1914)

Mémoire sur la compagnie des agens de change : leurs fonctions, leurs devoirs, la nécessité et les moyens de réformer les abus introduits dans leurs négociations; pour donner au public toute sécurité dans les opérations de bourse; lu à la séance extraordinaire du Comité, le 5 décembre 1806 /
by: Delamare, J.-B.-L.-F. (Jean-Baptiste-Louis-François)
Published: (1809)

Understanding the new stock market ; with the text of the Securities exchange act.
by: Warshow, Robert Irving, 1898-1938
Published: (1937)

The stock exchange : its economic function /
by: Noble, Henry George Stebbins, 1859-
Published: (1933)

Bankruptcy of commodity and securities brokers : hearings before the Subcommittee on Monopolies and Commercial Law of the Committee on the Judiciary, House of Representatives, Ninety-seventh Congress, first session, on bankruptcy of commodity and securities brokers, July 23 and September 17, 1981.
Published: (1984)

Customs House Brokers : hearings before the United States House Committee on Ways and Means, Seventy-Fourth Congress, first session, on July 30, 1935.
Published: (1935)

A transactions demand for foreign exchange.
by: Saurman, David Scott
Published: (1979)

The stock market /
by: Hafer, R. W. (Rik W.)
Published: (2007)

Directory of world stock exchanges /
Published: (1988)

The stock exchange from within /
by: Van Antwerp, William C. (William Clarkson), 1867-1938
Published: (1913)

Stock Exchange Regulation. Letter from the President of the U.S. with an Accompanying Report Relative to Stock Exchange Regulation.
Published: (1934)

Electronic Stock Market.
Published: (2000)

The villainy of stock-jobbers detected : and the causes of the late run upon the bank and bankers discovered and considered.
by: Defoe, Daniel, 1661?-1731
Published: (1701)

The villainy of stock-jobbers detected : and the causes of the late run upon the bank and bankers discovered and considered.
by: Defoe, Daniel, 1661?-1731
Published: (1701)

The stock market /
by: Dunnan, Nancy
Published: (1990)

Every man his own broker, or, A guide to Exchange-Alley : in which the nature of the several funds, vulgarly called the stocks, is clearly explained : and the mystery and iniquity of stock-jobbing laid before the public in a new and impartial light : also the method of transferring stock ... to which is added, new tables of interest on India bonds ... /
by: Mortimer, Thomas, 1730-1810
Published: (1761)

Every man his own broker, or, A guide to Exchange-Alley : in which the nature of the several funds, vulgarly called the stocks, is clearly explained : and the mystery and iniquity of stock-jobbing laid before the public in a new and impartial light : also the method of transferring stock ... to which is added, new tables of interest on India bonds ... /
by: Mortimer, Thomas, 1730-1810
Published: (1761)

Nine leading stock exchanges /
by: Eiteman, Wilford J. (Wilford John), 1902-1986
Published: (1968)