Practical and legal manual for the investor.

NASD arbitration solution : five black-belt principles to protect and grow your financial services practice /
by: Hine, Thomas J., 1961-
Published: (2007)

Guide to federal securities controls.
Published: (1969)

Securities regulation.
by: Loss, Louis
Published: (1951)

1994 security transactions : taxation of your stock and bond transactions /
Published: (1994)

The impact of Rule 10b-5.

Emerging Federal securities law ; potential liability /
Published: (1969)

Securities Investor Protection Corporation.
Published: (2004)

Anglo-American securities regulation : cultural and political roots, 1690-1860 /
by: Banner, Stuart, 1963-
Published: (1998)

Beyond arbitration : designing alternatives to securities litigation /
by: Ertel, Danny, 1960-
Published: (1991)

Securities arbitration : law and procedure /
by: Cane, Marilyn Blumberg
Published: (1991)

The SEC and the future of finance /
by: Seligman, Joel
Published: (1985)

Values in the marketplace : the American stock market under federal securities law /
by: Burk, James, 1948-
Published: (1988)

Individual investor's guide to low-load mutual funds /
Published: (1995)

Regulation of U.S. equity markets /
Published: (2001)

Capital markets, derivatives, and the law : positivity and preparation /
by: Rechtschaffen, Alan N.
Published: (2019)

The investment company and the investor.
by: Weissman, Rudolph L. (Rudolph Leo), 1900-
Published: (1951)

Mutual Fund Investors : A Reflection of Middle America. /
by: Silvia, John
Published: (2001)

Capital markets, derivatives, and the law : evolution after crisis /
by: Rechtschaffen, Alan N.
Published: (2014)

Mutual funds and other institutional investors ; a new perspective /
by: Friend, Irwin
Published: (1970)

The individual investor's guide to no-load mutual funds /
by: Perritt, Gerald W.
Published: (1984)

The individual investor's guide to no-load mutual funds /
by: Perritt, Gerald W.
Published: (1985)

The investor's guide to mutual funds /
by: Haslem, John A.
Published: (1988)

The investor's guide to closed-end funds : the Herzfeld hedge /
by: Herzfeld, Thomas J.
Published: (1980)

International funds : a practical guide to their establishment and operation /
by: Turner, Catherine, 1965-
Published: (2004)

Taxation of Mutual Fund Investors : Performance, Saving and Investment /
by: Fichtner, Jason J.
Published: (2001)

The rise of mutual funds : an insider's view /
by: Fink, Matthew P.
Published: (2011)

New York Institute of Finance guide to mutual funds, 2000 /
by: Kazanjian, Kirk
Published: (2000)

Guidelines for communications to investors : standards of disclosures for investment managers of pension funds, mutual funds, advisory accounts, and financial institutions /
by: Bauman, W. Scott, 1930-
Published: (1982)

Investment trusts and funds : from the investor's point of view /
by: Doane, C. Russell
Published: (1968)

Mutual fund advertising : improving how regulators communicate new rule interpretations to industry would further protect investors: report to congressional committees.
Published: (2011)

Pooling money : the future of mutual funds /
Published: (2008)

Pooling money : the future of mutual funds /
Published: (2008)

Top hedge fund investors : stories, strategies, and advice /
by: Rittereiser, Cathleen M., 1960-
Published: (2010)

Top hedge fund investors : stories, strategies, and advice /
by: Rittereiser, Cathleen M., 1960-
Published: (2010)

Investment and unit trusts in Britain and America /
by: Burton, H. (Harry)
Published: (1968)

Mutual fund industry practices and their effect on individual investors : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, March 12, 2003.
Published: (2003)