Emerging Federal securities law ; potential liability /

Securities regulation.
by: Loss, Louis
Published: (1951)

1994 security transactions : taxation of your stock and bond transactions /
Published: (1994)

Anglo-American securities regulation : cultural and political roots, 1690-1860 /
by: Banner, Stuart, 1963-
Published: (1998)

Securities arbitration for brokers, attorneys, and investors /
by: Grant, J. Kirkland, 1943-
Published: (1994)

Values in the marketplace : the American stock market under federal securities law /
by: Burk, James, 1948-
Published: (1988)

Capital markets, derivatives, and the law : positivity and preparation /
by: Rechtschaffen, Alan N.
Published: (2019)

Beyond arbitration : designing alternatives to securities litigation /
by: Ertel, Danny, 1960-
Published: (1991)

Capital markets, derivatives, and the law : evolution after crisis /
by: Rechtschaffen, Alan N.
Published: (2014)

NASD arbitration solution : five black-belt principles to protect and grow your financial services practice /
by: Hine, Thomas J., 1961-
Published: (2007)

Practical and legal manual for the investor.
by: Kaufman, Stanley L.
Published: (1956)

The investor's legal guide /
by: Kaufman, Stanley L.
Published: (1979)

The SEC and the future of finance /
by: Seligman, Joel
Published: (1985)

Regulation of U.S. equity markets /
Published: (2001)

Secondary market tax-exempt asset securitization for sponsors, investors, other market participants, and their counsel /
Published: (2005)

Securities fraud liability of secondary actors /
by: Sawtelle, Susan D.
Published: (2011)

Federal Securities Act : hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933.
Published: (1933)

Primary Securities Fraud Liability : Stoneridge Investment v. Scientific-Atlanta, Inc.
Published: (2007)

Primary Securities Fraud Liability : Stoneridge Investment v. Scientific-Atlanta, Inc.
Published: (2007)

Central Bank of Denver v. First Interstate Bank of Denver : securities liability of aiders and abettors /
by: Seitzinger, Michael V.
Published: (1994)

Insider trading and securities fraud : a legislative history of the Insider Trading and Securities Fraud Enforcement Act of 1988, pub. law no. 100-704 with related materials on corporate takeovers /
by: Reams, Bernard D., Jr., 1943-
Published: (1989)

Securities fraud : the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General Government Division, before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate.
by: Hillman, Richard J.
Published: (1999)

Securities Law : Analysis of Cases Concerning Insider Trading Under Section 10(b) of the Securities Exchange Act of 1934.
Published: (1987)

SAC Capital indicted for securities fraud /
Published: (2013)

Fraudes por afinidad : cómo impedir fraudes dirigidos a grupos de individuos afines.
Published: (2004)

Fwod kont gwoup ki gen afinite : kouman pou evite pyèj pou envestisè ki nan gwoup yo vize.
Published: (2009)

Securities litigation reform : a comparison of legislative proposals /
by: Jickling, Mark
Published: (1995)

Securities fraud : detection, prevention, and control /
by: Straney, Louis L., 1946-
Published: (2011)

Amending subsection (b) of section 3 of the Securities Act of 1933 relating to liability of officers on account of untrue statements or material omissions in statements or documents filed.
Published: (1956)

Primary Securities Fraud Liability : Stoneridge Investment v. Scientific-Atlanta, Inc.
Published: (2008)

Central Bank of Denver v. First Interstate Bank of Denver : Securities Liability of Aiders and Abettors.
Published: (1994)

Securities laws enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 975 ... July 19, 1989.
Published: (1989)

Internet fraud : how to avoid internet investment scams.
Published: (1998)

Social Security Protection Act of 2003.
Published: (2003)

Fraud in the sale of unregistered securities of telecommunications technology ventures /
Published: (2001)

SIPC exposes phony "look-alike" web site /
Published: (2005)

Globalization of the securities markets and S. 646, the International Securities Enforcement Cooperation Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session on S. 646 ... June 14, 15, 1989.
Published: (1990)