The impact of Rule 10b-5.

Guide to federal securities controls.
Published: (1969)

Anglo-American securities regulation : cultural and political roots, 1690-1860 /
by: Banner, Stuart, 1963-
Published: (1998)

Beyond arbitration : designing alternatives to securities litigation /
by: Ertel, Danny, 1960-
Published: (1991)

Securities arbitration : law and procedure /
by: Cane, Marilyn Blumberg
Published: (1991)

The investor's legal guide /
by: Kaufman, Stanley L.
Published: (1979)

Securities arbitration for brokers, attorneys, and investors /
by: Grant, J. Kirkland, 1943-
Published: (1994)

Practical and legal manual for the investor.
by: Kaufman, Stanley L.
Published: (1956)

The SEC and the future of finance /
by: Seligman, Joel
Published: (1985)

Securities law compliance : a guide for brokers, dealers, and investors /
by: Pessin, Allan H.
Published: (1990)

Values in the marketplace : the American stock market under federal securities law /
by: Burk, James, 1948-
Published: (1988)

Regulation of U.S. equity markets /
Published: (2001)

Capital markets, derivatives, and the law : positivity and preparation /
by: Rechtschaffen, Alan N.
Published: (2019)

Capital markets, derivatives, and the law : evolution after crisis /
by: Rechtschaffen, Alan N.
Published: (2014)

Secondary market tax-exempt asset securitization for sponsors, investors, other market participants, and their counsel /
Published: (2005)

Reexamining the rules 10b5-1 trading plan defense to insider trading /
by: Vanatko, Nicole
Published: (2018)

Securities fraud liability of secondary actors /
by: Sawtelle, Susan D.
Published: (2011)

Fraudes por afinidad : cómo impedir fraudes dirigidos a grupos de individuos afines.
Published: (2004)

Fwod kont gwoup ki gen afinite : kouman pou evite pyèj pou envestisè ki nan gwoup yo vize.
Published: (2009)

Internet fraud : how to avoid internet investment scams.
Published: (1998)

The 10b series of rules /
Published: (1974)

Federal Securities Act : hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933.
Published: (1933)

SIPC exposes phony "look-alike" web site /
Published: (2005)

Failure of ZZZZ Best Co : hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, January 27 and February 1, 1988.
Published: (1988)

Central Bank of Denver v. First Interstate Bank of Denver : securities liability of aiders and abettors /
by: Seitzinger, Michael V.
Published: (1994)

Amending subsection (b) of section 3 of the Securities Act of 1933 relating to liability of officers on account of untrue statements or material omissions in statements or documents filed.
Published: (1956)

Financial services regulators : better information sharing could reduce fraud : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives /
by: Hillman, Richard J.
Published: (2001)

Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congressional Budget Office).
Published: (2020)

Securities fraud : the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General Government Division, before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate.
by: Hillman, Richard J.
Published: (1999)

Fraud control in the health care industry : b assessing the state of the art /
by: Sparrow, Malcolm K.
Published: (1998)

Insider trading and securities fraud : a legislative history of the Insider Trading and Securities Fraud Enforcement Act of 1988, pub. law no. 100-704 with related materials on corporate takeovers /
by: Reams, Bernard D., Jr., 1943-
Published: (1989)

SEC's first "shadow trading" case slated for trial /
by: Sykes, Jay B.
Published: (2024)

Capital games : a guide to stockbrokers' fraud against the small investor /
by: Goldberg, Stuart Charles
Published: (1978)

SAC Capital indicted for securities fraud /
Published: (2013)

Investment fraud and abuse travel to-- cyberspace.
Published: (1996)

Avoiding internet investment scams : tips for investors.
Published: (2000)

Securities litigation reform : a comparison of legislative proposals /
by: Jickling, Mark
Published: (1995)